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IFWM

Institute for Wealth Management Portfolio holdings

AUM $938M
1-Year Est. Return 29.36%
This Fund
S&P 500
This Quarter Est. Return
-1.69%
1 Year Est. Return
+29.36%
3 Year Est. Return
+107.22%
5 Year Est. Return
+135.18%
10 Year Est. Return
–
AUM
$105M
AUM Growth
-$10.6M
Cap. Flow
-$8.72M
Cap. Flow %
-8.3%
Top 10 Hldgs %
65.92%
Holding
68
New
6
Increased
11
Reduced
28
Closed
5

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$3.83M
2
SPXH
Janus Velocity Volatility Hedged Large Cap ETF
SPXH
+$3.49M
3
CMBS icon
iShares CMBS ETF
CMBS
+$2.14M
4
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$551K
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$492K

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.82M
3
FYT icon
First Trust Small Cap Value AlphaDEX Fund
FYT
+$2.14M
4
SLV icon
iShares Silver Trust
SLV
+$2.06M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$1.44M

Sector Composition

Rank Sector Weight
1 Real Estate 0.09%
2 Communication Services 0.01%
3 Technology 0.01%
4 Utilities 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$24.2M 23.02%
122,413
-19,318
-14% -$3.82M
AGG icon
2
iShares Core US Aggregate Bond ETF
AGG
$138B
$9.59M 9.13%
87,876
-39,301
-31% -$4.29M
SPXH
3
DELISTED
Janus Velocity Volatility Hedged Large Cap ETF
SPXH
$8.43M 8.03%
282,453
+116,670
+70% +$3.49M
VNQ icon
4
Vanguard Real Estate ETF
VNQ
$39.9B
$5.62M 5.35%
77,843
-8,983
-10% -$678K
HYG icon
5
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$4.04M 3.84%
44,167
+40,938
+1,268% +$3.83M
XLU icon
6
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$3.93M 3.74%
187,088
-13,252
-7% -$281K
EFA icon
7
iShares MSCI EAFE ETF
EFA
$76.4B
$3.77M 3.59%
58,811
-10,262
-15% -$685K
EEM icon
8
iShares MSCI Emerging Markets ETF
EEM
$28B
$3.29M 3.14%
79,265
-10,998
-12% -$486K
XLP icon
9
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$3.21M 3.06%
71,193
-7,126
-9% -$320K
IEF icon
10
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$3.17M 3.02%
30,567
-5,985
-16% -$621K
VDE icon
11
Vanguard Energy ETF
VDE
$10.1B
$3.05M 2.9%
22,953
-3,318
-13% -$463K
FJP icon
12
First Trust Japan AlphaDEX Fund
FJP
$247M
$2.84M 2.71%
60,380
-10,338
-15% -$495K
PSP icon
13
Invesco Global Listed Private Equity ETF
PSP
$228M
$2.76M 2.63%
49,647
-4,479
-8% -$265K
SHY icon
14
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$2.69M 2.56%
31,774
+5,823
+22% +$492K
IYF icon
15
iShares US Financials ETF
IYF
$4.39B
$2.52M 2.4%
60,188
-9,478
-14% -$397K
FYT icon
16
First Trust Small Cap Value AlphaDEX Fund
FYT
$189M
$2.44M 2.32%
80,741
-67,478
-46% -$2.14M
VOO icon
17
Vanguard S&P 500 ETF
VOO
$968B
$2.17M 2.07%
11,973
+1,527
+15% +$277K
BWX icon
18
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$2.14M 2.04%
74,366
+18,482
+33% +$551K
CMBS icon
19
iShares CMBS ETF
CMBS
$473M
$2.13M 2.03%
+41,482
New +$2.14M
DIA icon
20
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$1.94M 1.85%
11,375
-301
-3% -$51K
XLV icon
21
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$1.34M 1.28%
20,934
-2,166
-9% -$136K
XLK icon
22
State Street Technology Select Sector SPDR ETF
XLK
$115B
$1.34M 1.27%
67,240
-6,874
-9% -$136K
XLF icon
23
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$1.32M 1.26%
64,919
-4,936
-7% -$99.7K
XLB icon
24
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$1.31M 1.25%
52,224
-4,236
-8% -$106K
XLI icon
25
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$1.27M 1.21%
23,929
-1,463
-6% -$78.5K
1
2 3

Similar funds

LG
Leuthold Group Minneapolis, Minnesota $939M AUM 37.7% 1-Year Est. Return
PGA
Portland Global Advisors Portland, Maine $938M AUM 13.22% 1-Year Est. Return
NM
Newtyn Management New York $936M AUM 27.23% 1-Year Est. Return
APM
Avidity Partners Management Dallas, Texas $936M AUM 195% 1-Year Est. Return
PWAM
Private Wealth Asset Management Cedar Rapids, Iowa $935M AUM 17.66% 1-Year Est. Return
OCM
OLP Capital Management Causeway Bay, Hong Kong $942M AUM 5.25% 1-Year Est. Return
MPMG
Minneapolis Portfolio Management Group Wayzata, Minnesota $942M AUM 54.98% 1-Year Est. Return
LJAC
L.J. Altfest & Co New York $935M AUM 27.19% 1-Year Est. Return

Institute for Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, Institute for Wealth Management held 68 positions worth $105M, down 9.1% from $116M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Institute for Wealth Management withdrew a net $8.72M in Q3 2014, closing 5 positions and reducing 28 holdings. Its most notable exit was Vanguard Small-Cap Value ETF, an estimated $153K position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 0.09% of assets, up from 0.08% a quarter earlier, followed by Communication Services and Technology.

Against the trend, Institute for Wealth Management opened a new position in iShares CMBS ETF worth $2.13M.

  • Institute for Wealth Management's largest Q3 2014 buy was iShares CMBS ETF: 41,482 shares worth $2.13M.
  • Institute for Wealth Management added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2014, an estimated $3.83M increase.
  • Institute for Wealth Management's biggest Q3 2014 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $4.29M.
  • Institute for Wealth Management fully exited Vanguard Small-Cap Value ETF in Q3 2014, selling an estimated $153K.
  • Institute for Wealth Management's ten largest holdings make up 66% of its $105M portfolio in Q3 2014.
  • Institute for Wealth Management opened 6 new positions and closed 5 in Q3 2014.
  • Institute for Wealth Management's portfolio value fell 9.1% quarter-over-quarter to $105M.

Based on Institute for Wealth Management's 13F filing for Q3 2014, filed 10 Oct 2014.