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IFWM

Institute for Wealth Management Portfolio holdings

AUM $1.13B
1-Year Est. Return 39.73%
This Fund
S&P 500
This Quarter Est. Return
+9.99%
1 Year Est. Return
+39.73%
3 Year Est. Return
+136.8%
5 Year Est. Return
+172.29%
10 Year Est. Return
–
AUM
$614M
AUM Growth
+$44M
Cap. Flow
-$792K
Cap. Flow %
-0.13%
Top 10 Hldgs %
21.49%
Holding
517
New
32
Increased
137
Reduced
216
Closed
26

Top Buys

Rank Stock Value
1
CP icon
Canadian Pacific Kansas City
CP
+$2.07M
2
PARAP
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
+$1.52M
3
VMW
VMware, Inc
VMW
+$1.14M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$859K
5
EAGG icon
iShares ESG Aware US Aggregate Bond ETF
EAGG
+$577K

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$2.62M
2
VOX icon
Vanguard Communication Services ETF
VOX
+$1.04M
3
DELL icon
Dell
DELL
+$1.01M
4
SHOP icon
Shopify
SHOP
+$946K
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$828K

Sector Composition

Rank Sector Weight
1 Technology 22.15%
2 Consumer Discretionary 10.17%
3 Financials 8.82%
4 Industrials 6.62%
5 Healthcare 6.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGT
476
Gabelli Multimedia Trust
GGT
$176M
$181K 0.03%
21,133
-98
-0.5% -$884
ETY icon
477
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.34B
$155K 0.03%
10,300
– –
NSLR
478
Neostellar Capital Corp
NSLR
$273M
$141K 0.02%
10,883
+150
+1% +$1.98K
AEG icon
479
Aegon
AEG
$14B
$137K 0.02%
29,015
-6,264
-18% -$29.3K
NCV
480
Virtus Convertible & Income Fund
NCV
$391M
$124K 0.02%
5,307
-30
-0.6% -$720
GLO
481
Clough Global Opportunities Fund
GLO
$257M
$120K 0.02%
11,311
-73
-0.6% -$882
EVF
482
Eaton Vance Senior Income Trust
EVF
$91.6M
$111K 0.02%
16,500
– –
PHK
483
PIMCO High Income Fund
PHK
$878M
$86K 0.01%
14,051
+69
+0.5% +$430
NLY icon
484
Annaly Capital Management
NLY
$17.3B
$81K 0.01%
2,594
-100
-4% -$3.36K
GAB icon
485
Gabelli Equity Trust
GAB
$1.79B
$80K 0.01%
11,159
-141
-1% -$989
NOK icon
486
Nokia
NOK
$51B
$78K 0.01%
12,599
– –
VKTX icon
487
Viking Therapeutics
VKTX
$4.02B
$56K 0.01%
12,275
– –
TUEM
488
DELISTED
Tuesday Morning Corp
TUEM
$48K 0.01%
695
-119
-15% -$8.67K
GSAT icon
489
Globalstar
GSAT
$10.9B
$12K ﹤0.01%
667
– –
IWN icon
490
CALL
iShares Russell 2000 Value ETF
IWN
$14.5B
$6K ﹤0.01%
+2,000
New +$333K
IWM icon
491
CALL
iShares Russell 2000 ETF
IWM
$81.5B
$2K ﹤0.01%
2,500
-500
-17% -$113K
BIDU icon
492
Baidu
BIDU
$37.1B
– –
-1,554
Closed -$239K
DIA icon
493
PUT
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
– –
-500
Closed -$169K
EDU icon
494
New Oriental
EDU
$9.24B
– –
-1,035
Closed -$21K
EEMV icon
495
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.54B
– –
-3,325
Closed -$208K
FXI icon
496
iShares China Large-Cap ETF
FXI
$4.35B
– –
-5,446
Closed -$212K
IEF icon
497
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
– –
-1,758
Closed -$203K
IEMG icon
498
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
– –
-7,939
Closed -$490K
IVOV icon
499
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.36B
– –
-5,100
Closed -$406K
IWM icon
500
PUT
iShares Russell 2000 ETF
IWM
$81.5B
– –
-1,000
Closed -$219K
17 18 19
20
21

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ACM
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PFCS
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PL
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Institute for Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, Institute for Wealth Management held 517 positions worth $614M, up 7.7% from $570M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Institute for Wealth Management's Q4 2021 filing shows 32 new, 137 increased, 216 reduced and 26 closed positions. Its largest new stake was Canadian Pacific Kansas City: 28,359 shares worth $2.04M. The largest sale was Kansas City Southern, an estimated $2.62M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 20% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Institute for Wealth Management's largest Q4 2021 buy was Canadian Pacific Kansas City: 28,359 shares worth $2.04M.
  • Institute for Wealth Management added most to iShares Russell 2000 ETF in Q4 2021, an estimated $859K increase.
  • Institute for Wealth Management's biggest Q4 2021 reduction was Dell, cutting an estimated $1.01M.
  • Institute for Wealth Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.62M.
  • Institute for Wealth Management's ten largest holdings make up 21% of its $614M portfolio in Q4 2021.
  • Institute for Wealth Management opened 32 new positions and closed 26 in Q4 2021.
  • Institute for Wealth Management's portfolio value rose 7.7% quarter-over-quarter to $614M.

Based on Institute for Wealth Management's 13F filing for Q4 2021, filed 21 Jan 2022.