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IFWM

Institute for Wealth Management Portfolio holdings

AUM $1.13B
1-Year Est. Return 39.73%
This Fund
S&P 500
This Quarter Est. Return
+15.74%
1 Year Est. Return
+39.73%
3 Year Est. Return
+136.8%
5 Year Est. Return
+172.29%
10 Year Est. Return
–
AUM
$503M
AUM Growth
+$65M
Cap. Flow
+$4.73M
Cap. Flow %
0.94%
Top 10 Hldgs %
19.62%
Holding
460
New
44
Increased
151
Reduced
197
Closed
14

Top Buys

Rank Stock Value
1
RAVI icon
FlexShares Ultra-Short Income Fund
RAVI
+$2.27M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$932K
3
SGEN
Seagen Inc. Common Stock
SGEN
+$637K
4
BABA icon
Alibaba
BABA
+$631K
5
SPYX icon
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
+$589K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.88M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$1.26M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$1.03M
4
FVL
First TrustValue Line 100 Exchange-Traded
FVL
+$767K
5
VPU
Vanguard Utilities ETF
VPU
+$634K

Sector Composition

Rank Sector Weight
1 Technology 18.91%
2 Consumer Discretionary 9.62%
3 Financials 8.83%
4 Industrials 6.79%
5 Communication Services 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETO
426
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$524M
$202K 0.04%
+8,011
New +$183K
FIS icon
427
Fidelity National Information Services
FIS
$21.9B
$202K 0.04%
1,426
-35
-2% -$5K
FDL icon
428
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.85B
$201K 0.04%
+6,782
New +$192K
FTC icon
429
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$201K 0.04%
+2,078
New +$187K
SITE icon
430
SiteOne Landscape Supply
SITE
$4.34B
$200K 0.04%
+1,259
New +$173K
FFA
431
First Trust Enhanced Equity Income Fund
FFA
$472M
$197K 0.04%
11,189
-80
-0.7% -$1.28K
BDJ icon
432
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$184K 0.04%
21,756
– –
GGT
433
Gabelli Multimedia Trust
GGT
$176M
$168K 0.03%
21,424
– –
RFI
434
Cohen & Steers Total Return Realty Fund
RFI
$310M
$142K 0.03%
10,717
– –
NCV
435
Virtus Convertible & Income Fund
NCV
$391M
$138K 0.03%
6,005
– –
DB icon
436
Deutsche Bank
DB
$71.9B
$129K 0.03%
11,804
– –
GLO
437
Clough Global Opportunities Fund
GLO
$257M
$128K 0.03%
11,529
– –
ETY icon
438
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.34B
$126K 0.03%
10,300
– –
PGP
439
PIMCO Global StockPLUS & Income Fund
PGP
$101M
$109K 0.02%
+10,839
New +$97.8K
PHK
440
PIMCO High Income Fund
PHK
$878M
$108K 0.02%
17,806
+7,647
+75% +$43.5K
EVF
441
Eaton Vance Senior Income Trust
EVF
$91.6M
$105K 0.02%
16,500
– –
NLY icon
442
Annaly Capital Management
NLY
$17.3B
$105K 0.02%
+3,094
New +$95.7K
FEZ icon
443
CALL
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.54B
$83K 0.02%
+2,000
New +$77.9K
GAB icon
444
Gabelli Equity Trust
GAB
$1.79B
$73K 0.01%
11,845
– –
VKTX icon
445
Viking Therapeutics
VKTX
$4.02B
$70K 0.01%
12,375
+211
+2% +$1.28K
GSAT icon
446
Globalstar
GSAT
$10.9B
$7K ﹤0.01%
+1,333
New +$6.45K
BP icon
447
BP
BP
$110B
– –
-17,269
Closed -$302K
DIA icon
448
CALL
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
– –
-1,500
Closed -$416K
FUND
449
Sprott Focus Trust
FUND
$312M
– –
-18,085
Closed -$108K
IWM icon
450
CALL
iShares Russell 2000 ETF
IWM
$81.5B
– –
-3,000
Closed -$449K
15 16 17
18
19

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HMCP
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AT
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ACM
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PFCS
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PL
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DFCM
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Institute for Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, Institute for Wealth Management held 460 positions worth $503M, up 15% from $438M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Institute for Wealth Management's Q4 2020 filing shows 44 new, 151 increased, 197 reduced and 14 closed positions. Its largest new stake was First Trust Value Line Dividend Fund: 27,570 shares worth $967K. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $2.88M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Institute for Wealth Management's largest Q4 2020 buy was First Trust Value Line Dividend Fund: 27,570 shares worth $967K.
  • Institute for Wealth Management added most to FlexShares Ultra-Short Income Fund in Q4 2020, an estimated $2.27M increase.
  • Institute for Wealth Management's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.88M.
  • Institute for Wealth Management fully exited First TrustValue Line 100 Exchange-Traded in Q4 2020, selling an estimated $767K.
  • Institute for Wealth Management's ten largest holdings make up 20% of its $503M portfolio in Q4 2020.
  • Institute for Wealth Management opened 44 new positions and closed 14 in Q4 2020.
  • Institute for Wealth Management's portfolio value rose 15% quarter-over-quarter to $503M.

Based on Institute for Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.