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IFWM

Institute for Wealth Management Portfolio holdings

AUM $1.13B
1-Year Est. Return 39.73%
This Fund
S&P 500
This Quarter Est. Return
+11.61%
1 Year Est. Return
+39.73%
3 Year Est. Return
+136.8%
5 Year Est. Return
+172.29%
10 Year Est. Return
–
AUM
$438M
AUM Growth
+$29.6M
Cap. Flow
-$8.52M
Cap. Flow %
-1.95%
Top 10 Hldgs %
21.33%
Holding
454
New
28
Increased
140
Reduced
189
Closed
38

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$2.15M
2
IWV icon
iShares Russell 3000 ETF
IWV
+$1.57M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.15M
4
SPYX icon
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
+$918K
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$887K

Top Sells

Rank Stock Value
1
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$2.06M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.07M
3
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$866K
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$681K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$679K

Sector Composition

Rank Sector Weight
1 Technology 19.47%
2 Consumer Discretionary 9.09%
3 Financials 8.07%
4 Healthcare 6.62%
5 Industrials 6.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEG icon
401
Aegon
AEG
$14B
$174K 0.04%
73,569
-11,735
-14% -$31.2K
FFA
402
First Trust Enhanced Equity Income Fund
FFA
$471M
$171K 0.04%
11,269
– –
BDJ icon
403
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$159K 0.04%
21,756
– –
PEO
404
Adams Natural Resources Fund
PEO
$774M
$153K 0.03%
16,247
– –
GGT
405
Gabelli Multimedia Trust
GGT
$175M
$136K 0.03%
21,424
– –
RFI
406
Cohen & Steers Total Return Realty Fund
RFI
$305M
$128K 0.03%
10,717
– –
ETY icon
407
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.34B
$112K 0.03%
10,300
– –
NCV
408
Virtus Convertible & Income Fund
NCV
$392M
$110K 0.03%
6,005
– –
FUND
409
Sprott Focus Trust
FUND
$318M
$108K 0.02%
18,085
– –
GLO
410
Clough Global Opportunities Fund
GLO
$259M
$108K 0.02%
11,529
– –
DB icon
411
Deutsche Bank
DB
$72B
$99K 0.02%
11,804
– –
EVF
412
Eaton Vance Senior Income Trust
EVF
$91.8M
$97K 0.02%
16,500
-1,000
-6% -$5.72K
JQC icon
413
Nuveen Credit Strategies Income Fund
JQC
$711M
$78K 0.02%
13,174
– –
VKTX icon
414
Viking Therapeutics
VKTX
$4B
$71K 0.02%
12,164
+184
+2% +$1.27K
GAB icon
415
Gabelli Equity Trust
GAB
$1.79B
$59K 0.01%
11,845
– –
PHK
416
PIMCO High Income Fund
PHK
$878M
$56K 0.01%
10,159
+99
+1% +$527
AMLP icon
417
Alerian MLP ETF
AMLP
$13.3B
– –
-20,715
Closed -$511K
CLM icon
418
Cornerstone Strategic Value Fund
CLM
$2.25B
– –
-13,077
Closed -$132K
CRF
419
Cornerstone Total Return Fund
CRF
$1.17B
– –
-11,596
Closed -$114K
CVY icon
420
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
– –
-14,119
Closed -$232K
CWB icon
421
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
– –
-11,252
Closed -$681K
DGRO icon
422
iShares Core Dividend Growth ETF
DGRO
$43.7B
– –
-8,682
Closed -$326K
ENB icon
423
Enbridge
ENB
$113B
– –
-17,476
Closed -$532K
ET icon
424
Energy Transfer Partners
ET
$71.3B
– –
-10,140
Closed -$72K
FALN icon
425
iShares Fallen Angels USD Bond ETF
FALN
$1.6B
– –
-22,114
Closed -$580K
15 16
17
18 19

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AT
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ACM
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PFCS
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PL
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DFCM
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SL
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Institute for Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Institute for Wealth Management held 454 positions worth $438M, up 7.2% from $408M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Institute for Wealth Management's Q3 2020 filing shows 28 new, 140 increased, 189 reduced and 38 closed positions. Its largest new stake was iShares Russell 3000 ETF: 8,123 shares worth $1.59M. The largest sale was State Street SPDR US Large Cap Low Volatility Index ETF, an estimated $2.06M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Institute for Wealth Management's largest Q3 2020 buy was iShares Russell 3000 ETF: 8,123 shares worth $1.59M.
  • Institute for Wealth Management added most to Bristol-Myers Squibb in Q3 2020, an estimated $2.15M increase.
  • Institute for Wealth Management's biggest Q3 2020 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $1.07M.
  • Institute for Wealth Management fully exited State Street SPDR US Large Cap Low Volatility Index ETF in Q3 2020, selling an estimated $2.06M.
  • Institute for Wealth Management's ten largest holdings make up 21% of its $438M portfolio in Q3 2020.
  • Institute for Wealth Management opened 28 new positions and closed 38 in Q3 2020.
  • Institute for Wealth Management's portfolio value rose 7.2% quarter-over-quarter to $438M.

Based on Institute for Wealth Management's 13F filing for Q3 2020, filed 3 Nov 2020.