Institute for Wealth Management’s FS KKR Capital FSK Stock Holding History

Institute for Wealth Management’s Portfolio FSK Stock Details FSK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-37,815	Closed	-$901K	–	445
2019 Q2	$901K	Buy	37,815 +733	+2%	+$18K	0.2%	148
2019 Q1	$897K	Buy	+37,082	New	+$919K	0.2%	144
2018 Q4	–	Sell	-34,859	Closed	-$986K	–	292
2018 Q3	$986K	Buy	34,859 +116	+0.3%	+$3.54K	0.33%	101
2018 Q2	$1.02M	Buy	34,743 +1,114	+3%	+$34K	0.33%	108
2018 Q1	$1.02M	Buy	33,629 +3,240	+11%	+$96.4K	0.3%	118
2017 Q4	$890K	Sell	30,389 -19,292	-39%	-$620K	0.21%	149
2017 Q3	$1.68M	Buy	49,681 +24,443	+97%	+$841K	0.55%	53
2017 Q2	$920K	Buy	+25,238	New	+$948K	0.25%	129

Other funds holding FSK

BPCM

Beach Point Capital Management Santa Monica, California $258M AUM 20.26% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

HBK Investments Dallas, Texas $10.3B AUM 67.69% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

Institute for Wealth Management's FSK Position: Q3 2019 in Review

Institute for Wealth Management sold out of FS KKR Capital (FSK) in Q3 2019, closing a stake of 37,815 shares — an estimated $901K sold.

Institute for Wealth Management first reported a position in FSK in Q2 2017 and held it in 8 quarters. The position peaked at $1.68M in Q3 2017. 327 funds tracked by Wall St. Rank hold FSK as of Q3 2019.

Institute for Wealth Management reported no remaining FS KKR Capital position as of Q3 2019 after selling out during the quarter.
Institute for Wealth Management sold 37,815 FS KKR Capital shares in Q3 2019, an estimated $901K.
Institute for Wealth Management first reported a position in FS KKR Capital in Q2 2017 and held it in 8 quarters.
Institute for Wealth Management's FS KKR Capital position peaked at $1.68M in Q3 2017.
327 funds tracked by Wall St. Rank held FS KKR Capital as of Q3 2019.

Based on Institute for Wealth Management's 13F filing for Q3 2019, filed 28 Oct 2019.