Ingalls & Snyder LLC’s PIMCO Dynamic Credit and Mortgage Income Fund PCI Stock Holding History

Ingalls & Snyder LLC’s Portfolio PCI Stock Details PCI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-16,550	Closed	-$317K	–	433
2016 Q2	$317K	Sell	16,550 -400	-2%	-$7.34K	0.02%	312
2016 Q1	$295K	Sell	16,950 -18,950	-53%	-$328K	0.02%	283
2015 Q4	$647K	Sell	35,900 -4,000	-10%	-$73.9K	0.04%	208
2015 Q3	$728K	Buy	39,900 +200	+0.5%	+$3.85K	0.05%	190
2015 Q2	$801K	Sell	39,700 -2,100	-5%	-$43.4K	0.04%	194
2015 Q1	$853K	Hold	41,800	–	–	0.05%	193
2014 Q4	$863K	Sell	41,800 -3,900	-9%	-$84.9K	0.05%	187
2014 Q3	$1.03M	Buy	45,700 +14,800	+48%	+$341K	0.06%	176
2014 Q2	$736K	Buy	30,900 +3,000	+11%	+$70.2K	0.04%	209
2014 Q1	$630K	Buy	27,900 +9,100	+48%	+$206K	0.03%	216
2013 Q4	$422K	Buy	+18,800	New	+$417K	0.02%	238

Other funds holding PCI

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

State of New Jersey Common Pension Fund D Trenton, New Jersey $25.9B AUM 26.38% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Ingalls & Snyder LLC's PCI Position: Q3 2016 in Review

Ingalls & Snyder LLC sold out of PIMCO Dynamic Credit and Mortgage Income Fund (PCI) in Q3 2016, closing a stake of 16,550 shares — an estimated $317K sold.

Ingalls & Snyder LLC first reported a position in PCI in Q4 2013 and held it in 11 quarters. The position peaked at $1.03M in Q3 2014. 123 funds tracked by Wall St. Rank hold PCI as of Q3 2016.

Ingalls & Snyder LLC reported no remaining PIMCO Dynamic Credit and Mortgage Income Fund position as of Q3 2016 after selling out during the quarter.
Ingalls & Snyder LLC sold 16,550 PIMCO Dynamic Credit and Mortgage Income Fund shares in Q3 2016, an estimated $317K.
Ingalls & Snyder LLC first reported a position in PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2013 and held it in 11 quarters.
Ingalls & Snyder LLC's PIMCO Dynamic Credit and Mortgage Income Fund position peaked at $1.03M in Q3 2014.
123 funds tracked by Wall St. Rank held PIMCO Dynamic Credit and Mortgage Income Fund as of Q3 2016.

Based on Ingalls & Snyder LLC's 13F filing for Q3 2016, filed 3 Nov 2016.