Independent Advisor Alliance’s Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest JHY Stock Holding History

Independent Advisor Alliance’s Portfolio JHY Stock Details JHY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-10,000	Closed	–	–	419
2018 Q2	$0	Buy	+10,000	New	+$98.2K	﹤0.01%	390
2017 Q2	–	Sell	-11,000	Closed	-$111K	–	429
2017 Q1	$111K	Buy	+11,000	New	+$112K	0.02%	392

Other funds holding JHY

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

IWC

Integrated Wealth Concepts Waltham, Massachusetts $12.5B AUM 18.49% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

BRWM

B. Riley Wealth Management Memphis, Tennessee $85.5M AUM 3.46% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Independent Advisor Alliance's JHY Position: Q3 2018 in Review

Independent Advisor Alliance sold out of Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest (JHY) in Q3 2018, closing a stake of 10,000 shares.

Independent Advisor Alliance first reported a position in JHY in Q1 2017 and held it in 2 quarters. The position peaked at $111K in Q1 2017. 27 funds tracked by Wall St. Rank hold JHY as of Q3 2018.

Independent Advisor Alliance reported no remaining Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest position as of Q3 2018 after selling out during the quarter.
Independent Advisor Alliance sold 10,000 Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest shares in Q3 2018.
Independent Advisor Alliance first reported a position in Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest in Q1 2017 and held it in 2 quarters.
Independent Advisor Alliance's Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest position peaked at $111K in Q1 2017.
27 funds tracked by Wall St. Rank held Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest as of Q3 2018.

Based on Independent Advisor Alliance's 13F filing for Q3 2018, filed 13 Nov 2018.