IMA Advisory Services Portfolio holdings
IMA Advisory Services is the wealth management and retirement plan advisory arm of IMA Financial Group, an employee-owned insurance and financial services company. It works under several brand names, including Syntrinsic, which serves foundations, endowments and nonprofits, IMA Private Wealth and TRG Retirement Plan Consultants. The firm's retirement plan business, TRG Retirement Plan Consultants, was owned by The Richards Group until IMA bought that company in January 2025, and in October 2026 TRG Investment Advisors was merged into IMA Advisory Services. For retirement plans it gives investment advice and consulting and runs education seminars for plan participants.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Europe AlphaDEX Fund
FEP
|
+$3.18M |
| 2 |
ISEE
IVERIC bio, Inc. Common Stock
ISEE
|
+$2.73M |
| 3 |
First Trust Energy AlphaDEX Fund
FXN
|
+$2.47M |
| 4 |
State Street SPDR Dow Jones International Real Estate ETF
RWX
|
+$1.5M |
| 5 |
Schwab US Broad Market ETF
SCHB
|
+$1.45M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Senior Loan ETF
BKLN
|
+$3.09M |
| 2 |
CLR
CONTINENTAL RESOURCES INC.
CLR
|
+$3.02M |
| 3 |
Alerian MLP ETF
AMLP
|
+$2.42M |
| 4 |
AGCO
AGCO
|
+$2M |
| 5 |
iShares Preferred and Income Securities ETF
PFF
|
+$1.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 36.99% |
| 2 | Healthcare | 13.72% |
| 3 | Financials | 13.71% |
| 4 | Technology | 9.04% |
| 5 | Energy | 7.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
iShares Preferred and Income Securities ETF
PFF
$11.4B
| $11.2M | 5.8% |
284,808
-49,976
| -15% | -$1.98M |
2013 Q2
6 quarters
|
|
2
Bank of America
BAC
$349B
| $10.7M | 5.53% |
598,079
-50,883
| -8% | -$871K |
2013 Q2
6 quarters
|
|
3
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.88B
| $5.26M | 2.72% |
85,700
-380
| -0.4% | -$22.9K |
2013 Q2
6 quarters
|
|
4
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $4.07M | 2.1% |
88,612
-1,154
| -1% | -$56.4K |
2013 Q2
6 quarters
|
|
5
ExxonMobil
XOM
$693B
| $3.95M | 2.04% |
42,714
-2,320
| -5% | -$216K |
2013 Q2
6 quarters
|
|
|
CELG
6
DELISTED
Celgene Corp
CELG
| $3.94M | 2.04% |
35,250
-963
| -3% | -$102K |
2013 Q2
6 quarters
|
|
7
Vanguard Health Care ETF
VHT
$21B
| $3.74M | 1.93% |
29,755
-3,770
| -11% | -$463K |
2013 Q2
6 quarters
|
|
8
Home Depot
HD
$347B
| $3.5M | 1.81% |
33,385
+95
| +0.3% | +$9.23K |
2013 Q2
6 quarters
|
|
9
Invesco Financial Preferred ETF
PGF
$578M
| $3.48M | 1.8% |
190,523
-98,427
| -34% | -$1.78M |
2013 Q2
6 quarters
|
|
10
iShares Russell 3000 ETF
IWV
$20.3B
| $3.46M | 1.79% |
28,287
-2
| -0% | -$239 |
2013 Q2
6 quarters
|
|
|
FMO
11
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
| $3.42M | 1.77% |
26,222
+262
| +1% | +$34.9K |
2013 Q2
6 quarters
|
|
12
Regeneron Pharmaceuticals
REGN
$98.4B
| $3.42M | 1.77% |
8,340
-75
| -0.9% | -$29.5K |
2013 Q2
6 quarters
|
|
13
Meta Platforms (Facebook)
META
$1.59T
| $3.33M | 1.72% |
42,700
+520
| +1% | +$39.8K |
2014 Q2
2 quarters
|
|
14
Cognizant
CTSH
$28.5B
| $3.28M | 1.7% |
62,335
+1,010
| +2% | +$50.5K |
2013 Q2
6 quarters
|
|
|
CERN
15
DELISTED
Cerner Corp
CERN
| $3.18M | 1.64% |
49,180
-350
| -0.7% | -$21.8K |
2013 Q2
6 quarters
|
|
|
16
First Trust Europe AlphaDEX Fund
FEP
$487M
| $3.14M | 1.62% |
+107,018
| New | +$3.18M |
2014 Q4
0 quarters
|
|
|
CSC
17
DELISTED
Computer Sciences
CSC
| $3.05M | 1.58% |
114,924
+3,440
| +3% | +$88.6K |
2013 Q2
6 quarters
|
|
18
Mastercard
MA
$569B
| $3.04M | 1.57% |
35,300
-600
| -2% | -$49K |
2013 Q2
6 quarters
|
|
|
MDCO
19
DELISTED
Medicines Co
MDCO
| $3.01M | 1.55% |
108,640
+1,280
| +1% | +$31.7K |
2014 Q3
1 quarter
|
|
|
ISEE
20
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
| $2.92M | 1.51% |
+64,990
| New | +$2.73M |
2014 Q4
0 quarters
|
|
|
21
Alerian MLP ETF
AMLP
$12.1B
| $2.84M | 1.47% |
32,419
-26,740
| -45% | -$2.42M |
2013 Q2
6 quarters
|
|
22
TE Connectivity
TEL
$62.4B
| $2.82M | 1.45% |
44,514
+134
| +0.3% | +$8.06K |
2014 Q3
1 quarter
|
|
23
Cummins
CMI
$62.4B
| $2.8M | 1.45% |
19,437
+667
| +4% | +$94.3K |
2013 Q2
6 quarters
|
|
24
State Street SPDR S&P Regional Banking ETF
KRE
$4.71B
| $2.8M | 1.44% |
68,680
-1,120
| -2% | -$44K |
2013 Q3
5 quarters
|
|
25
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$721M
| $2.72M | 1.4% |
89,500
+120
| +0.1% | +$3.56K |
2013 Q4
4 quarters
|
|
Similar funds
IMA Advisory Services's Q4 2014 Portfolio in Review
As of Q4 2014, IMA Advisory Services held 172 positions worth $194M, down 8.6% from $212M the previous quarter. Its ten largest holdings account for 28% of the portfolio.
IMA Advisory Services withdrew a net $23M in Q4 2014, closing 29 positions and reducing 79 holdings. Its most notable exit was Invesco Senior Loan ETF, an estimated $3.09M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 37% of assets, down from 37% a quarter earlier, followed by Healthcare and Financials.
Against the trend, IMA Advisory Services opened a new position in First Trust Europe AlphaDEX Fund worth $3.14M.
- IMA Advisory Services's largest Q4 2014 buy was First Trust Europe AlphaDEX Fund: 107,018 shares worth $3.14M.
- IMA Advisory Services added most to State Street SPDR Dow Jones International Real Estate ETF in Q4 2014, an estimated $1.5M increase.
- IMA Advisory Services's biggest Q4 2014 reduction was Alerian MLP ETF, cutting an estimated $2.42M.
- IMA Advisory Services fully exited Invesco Senior Loan ETF in Q4 2014, selling an estimated $3.09M.
- IMA Advisory Services's ten largest holdings make up 28% of its $194M portfolio in Q4 2014.
- IMA Advisory Services opened 12 new positions and closed 29 in Q4 2014.
- IMA Advisory Services's portfolio value fell 8.6% quarter-over-quarter to $194M.
Based on IMA Advisory Services's 13F filing for Q4 2014, filed 9 Jan 2015.