Iconiq Capital’s Invesco S&P 500 Low Volatility ETF SPLV Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-7,496	Closed	-$441K	–	66
2023 Q3	$441K	Hold	7,496	–	–	0.01%	49
2023 Q2	$471K	Hold	7,496	–	–	0.01%	49
2023 Q1	$468K	Hold	7,496	–	–	0.01%	52
2022 Q4	$479K	Hold	7,496	–	–	0.01%	51
2022 Q3	$433K	Hold	7,496	–	–	0.01%	52
2022 Q2	$465K	Hold	7,496	–	–	0.01%	55
2022 Q1	$514K	Buy	7,496 +1	+0%	+$65	﹤0.01%	58
2021 Q4	$514K	Hold	7,495	–	–	﹤0.01%	61
2021 Q3	$545K	Hold	7,495	–	–	﹤0.01%	62
2021 Q2	$457K	Hold	7,495	–	–	﹤0.01%	56
2021 Q1	$436K	Sell	7,495 -1	-0%	-$56	﹤0.01%	51
2020 Q4	$421K	Hold	7,496	–	–	0.01%	55
2020 Q3	$402K	Sell	7,496 -3,970	-35%	-$211K	0.02%	54
2020 Q2	$570K	Sell	11,466 -2,000	-15%	-$98.3K	0.04%	39
2020 Q1	$632K	Sell	13,466 -2,223	-14%	-$124K	0.06%	38
2019 Q4	$915K	Sell	15,689 -1,760	-10%	-$101K	0.07%	39
2019 Q3	$1.01M	Hold	17,449	–	–	0.04%	38
2019 Q2	$960K	Sell	17,449 -7,218	-29%	-$388K	0.06%	32
2019 Q1	$1.3M	Buy	+24,667	New	+$1.24M	0.14%	28