Iconiq Capital’s iShares Core 1-5 Year USD Bond ETF ISTB Stock Holding History

Iconiq Capital’s Portfolio ISTB Stock Details ISTB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-4,050	Closed	-$204K	–	60
2017 Q2	$204K	Hold	4,050	–	–	0.02%	53
2017 Q1	$203K	Hold	4,050	–	–	0.02%	54
2016 Q4	$203K	Hold	4,050	–	–	0.02%	51
2016 Q3	$205K	Hold	4,050	–	–	0.04%	45
2016 Q2	$206K	Sell	4,050 -200	-5%	-$10.1K	0.04%	44
2016 Q1	$214K	Sell	4,250 -500	-11%	-$24.9K	0.04%	42
2015 Q4	$236K	Hold	4,750	–	–	0.04%	38
2015 Q3	$238K	Sell	4,750 -200	-4%	-$10K	0.05%	40
2015 Q2	$248K	Hold	4,950	–	–	0.04%	42
2015 Q1	$250K	Buy	+4,950	New	+$249K	0.05%	40

Other funds holding ISTB

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

DWM

Destination Wealth Management Walnut Creek, California $4.28B AUM 19.27% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Lee Financial Dallas, Texas $783M AUM 23.98% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Iconiq Capital's ISTB Position: Q3 2017 in Review

Iconiq Capital sold out of iShares Core 1-5 Year USD Bond ETF (ISTB) in Q3 2017, closing a stake of 4,050 shares — an estimated $204K sold.

Iconiq Capital first reported a position in ISTB in Q1 2015 and held it in 10 quarters. The position peaked at $250K in Q1 2015. 103 funds tracked by Wall St. Rank hold ISTB as of Q3 2017.

Iconiq Capital reported no remaining iShares Core 1-5 Year USD Bond ETF position as of Q3 2017 after selling out during the quarter.
Iconiq Capital sold 4,050 iShares Core 1-5 Year USD Bond ETF shares in Q3 2017, an estimated $204K.
Iconiq Capital first reported a position in iShares Core 1-5 Year USD Bond ETF in Q1 2015 and held it in 10 quarters.
Iconiq Capital's iShares Core 1-5 Year USD Bond ETF position peaked at $250K in Q1 2015.
103 funds tracked by Wall St. Rank held iShares Core 1-5 Year USD Bond ETF as of Q3 2017.

Based on Iconiq Capital's 13F filing for Q3 2017, filed 14 Nov 2017.