Iconiq Capital’s Heartland Financial USA, Inc. HTLF Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-6,185	Closed	-$328K	–	61
2018 Q1	$328K	Hold	6,185	–	–	0.04%	51
2017 Q4	$332K	Hold	6,185	–	–	0.03%	49
2017 Q3	$306K	Hold	6,185	–	–	0.03%	49
2017 Q2	$291K	Hold	6,185	–	–	0.03%	47
2017 Q1	$309K	Sell	6,185 -6,185	-50%	-$298K	0.03%	46
2016 Q4	$594K	Hold	12,370	–	–	0.07%	31
2016 Q3	$446K	Hold	12,370	–	–	0.09%	28
2016 Q2	$437K	Hold	12,370	–	–	0.09%	29
2016 Q1	$381K	Hold	12,370	–	–	0.07%	32
2015 Q4	$388K	Hold	12,370	–	–	0.07%	30
2015 Q3	$449K	Hold	12,370	–	–	0.09%	24
2015 Q2	$460K	Hold	12,370	–	–	0.08%	28
2015 Q1	$404K	Hold	12,370	–	–	0.08%	30
2014 Q4	$335K	Hold	12,370	–	–	0.06%	27
2014 Q3	$295K	Hold	12,370	–	–	0.07%	27
2014 Q2	$306K	Hold	12,370	–	–	0.11%	23
2014 Q1	$334K	Hold	12,370	–	–	0.15%	19
2013 Q4	$356K	Hold	12,370	–	–	0.18%	19
2013 Q3	$345K	Buy	+12,370	New	+$347K	0.25%	21