Iconiq Capital’s VanEck Gold Miners ETF GDX Stock Holding History

Iconiq Capital’s Portfolio GDX Stock Details GDX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-22,921	Closed	-$315K	–	46
2015 Q3	$315K	Hold	22,921	–	–	0.06%	31
2015 Q2	$407K	Hold	22,921	–	–	0.07%	29
2015 Q1	$418K	Hold	22,921	–	–	0.08%	28
2014 Q4	$421K	Hold	22,921	–	–	0.08%	24
2014 Q3	$490K	Hold	22,921	–	–	0.11%	19
2014 Q2	$606K	Buy	22,921 +13,400	+141%	+$321K	0.22%	15
2014 Q1	$225K	Hold	9,521	–	–	0.1%	23
2013 Q4	$201K	Sell	9,521 -320	-3%	-$7.39K	0.1%	23
2013 Q3	$246K	Buy	+9,841	New	+$262K	0.18%	26

Other funds holding GDX

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $289B AUM 60.46% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Hexavest Montreal, Quebec, Canada $1.64B AUM 28.34% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Greenlight Capital New York $2.05B AUM 78.75% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

HBK Investments Dallas, Texas $10.2B AUM 67.73% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Iconiq Capital's GDX Position: Q4 2015 in Review

Iconiq Capital sold out of VanEck Gold Miners ETF (GDX) in Q4 2015, closing a stake of 22,921 shares — an estimated $315K sold.

Iconiq Capital first reported a position in GDX in Q3 2013 and held it in 9 quarters. The position peaked at $606K in Q2 2014. 300 funds tracked by Wall St. Rank hold GDX as of Q4 2015.

Iconiq Capital reported no remaining VanEck Gold Miners ETF position as of Q4 2015 after selling out during the quarter.
Iconiq Capital sold 22,921 VanEck Gold Miners ETF shares in Q4 2015, an estimated $315K.
Iconiq Capital first reported a position in VanEck Gold Miners ETF in Q3 2013 and held it in 9 quarters.
Iconiq Capital's VanEck Gold Miners ETF position peaked at $606K in Q2 2014.
300 funds tracked by Wall St. Rank held VanEck Gold Miners ETF as of Q4 2015.

Based on Iconiq Capital's 13F filing for Q4 2015, filed 16 Feb 2016.