Iconiq Capital’s iShares MSCI Global Min Vol Factor ETF ACWV Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-3,206	Closed	-$304K	–	52
2019 Q3	$304K	Hold	3,206	–	–	0.01%	49
2019 Q2	$295K	Buy	+3,206	New	+$289K	0.02%	41
2017 Q2	–	Sell	-6,568	Closed	-$507K	–	56
2017 Q1	$507K	Hold	6,568	–	–	0.06%	38
2016 Q4	$477K	Sell	6,568 -17,135	-72%	-$1.26M	0.06%	38
2016 Q3	$1.81M	Hold	23,703	–	–	0.37%	14
2016 Q2	$1.81M	Buy	23,703 +15,807	+200%	+$1.17M	0.38%	16
2016 Q1	$580K	Sell	7,896 -372	-4%	-$25.7K	0.11%	24
2015 Q4	$573K	Hold	8,268	–	–	0.11%	23
2015 Q3	$554K	Sell	8,268 -375	-4%	-$25.9K	0.11%	20
2015 Q2	$602K	Hold	8,643	–	–	0.11%	24
2015 Q1	$620K	Buy	+8,643	New	+$612K	0.12%	23