HSBC Holdings’s SPDR SER TR SPDR RUSSELL/NOMURA SM CAP JAPAN ETF JSC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-4,000	Closed	-$200K	–	1499
2013 Q4	$200K	Sell	4,000 -2,450	-38%	-$123K	﹤0.01%	1346
2013 Q3	$330K	Sell	6,450 -870	-12%	-$44.5K	﹤0.01%	1239
2013 Q2	$344K	Buy	+7,320	New	+$344K	﹤0.01%	1095