HSBC Holdings’s iShares Frontier and Select EM ETF FM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-15,500	Closed	-$397K	–	2686
2020 Q3	$397K	Hold	15,500	–	–	﹤0.01%	1684
2020 Q2	$375K	Sell	15,500 -93,000	-86%	-$2.25M	﹤0.01%	1658
2020 Q1	$2.32M	Hold	108,500	–	–	0.01%	852
2019 Q4	$3.29M	Hold	108,500	–	–	0.01%	909
2019 Q3	$3.05M	Hold	108,500	–	–	0.01%	943
2019 Q2	$3.21M	Hold	108,500	–	–	0.01%	923
2019 Q1	$3.09M	Sell	108,500 -1,500	-1%	-$42.7K	0.01%	941
2018 Q4	$2.88M	Hold	110,000	–	–	0.01%	934
2018 Q3	$3.13M	Sell	110,000 -500	-0.5%	-$14.2K	0.01%	917
2018 Q2	$3.18M	Hold	110,500	–	–	0.01%	966
2018 Q1	$3.88M	Hold	110,500	–	–	0.01%	877
2017 Q4	$3.66M	Sell	110,500 -2,000	-2%	-$66.2K	0.01%	906
2017 Q3	$3.53M	Buy	112,500 +93,000	+477%	+$2.91M	0.01%	833
2017 Q2	$558K	Hold	19,500	–	–	﹤0.01%	1233
2017 Q1	$541K	Buy	19,500 +8,000	+70%	+$222K	﹤0.01%	1209
2016 Q4	$286K	Sell	11,500 -3,000	-21%	-$74.6K	﹤0.01%	1840
2016 Q3	$372K	Hold	14,500	–	–	﹤0.01%	1287
2016 Q2	$355K	Hold	14,500	–	–	﹤0.01%	1306
2016 Q1	$356K	Hold	14,500	–	–	﹤0.01%	1340
2015 Q4	$361K	Hold	14,500	–	–	﹤0.01%	1344
2015 Q3	$365K	Hold	14,500	–	–	﹤0.01%	1360
2015 Q2	$424K	Sell	14,500 -6,100	-30%	-$178K	﹤0.01%	1285
2015 Q1	$613K	Hold	20,600	–	–	﹤0.01%	1216
2014 Q4	$634K	Sell	20,600 -2,100	-9%	-$64.6K	﹤0.01%	1115
2014 Q3	$859K	Hold	22,700	–	–	﹤0.01%	1107
2014 Q2	$819K	Sell	22,700 -1,600	-7%	-$57.7K	﹤0.01%	1121
2014 Q1	$881K	Sell	24,300 -3,700	-13%	-$134K	﹤0.01%	1066
2013 Q4	$945K	Buy	+28,000	New	+$945K	﹤0.01%	1020