HRT Financial’s Retail Opportunity Investments Corp. ROIC Stock Holding History

HRT Financial’s Portfolio ROIC Stock Details ROIC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q4	–	Sell	-45,901	Closed	-$722K	–	3456
2024 Q3	$722K	Buy	+45,901	New	+$671K	﹤0.01%	1413
2023 Q3	–	Sell	-11,944	Closed	-$161K	–	3262
2023 Q2	$161K	Buy	+11,944	New	+$155K	﹤0.01%	1896
2023 Q1	–	Sell	-64,089	Closed	-$963K	–	3336
2022 Q4	$963K	Buy	+64,089	New	+$940K	0.01%	988
2022 Q2	–	Sell	-46,286	Closed	-$897K	–	3897
2022 Q1	$897K	Sell	46,286 -31,078	-40%	-$580K	0.01%	1150
2021 Q4	$1.52M	Buy	+77,364	New	+$1.42M	0.01%	828
2021 Q3	–	Sell	-12,084	Closed	-$213K	–	3872
2021 Q2	$213K	Sell	12,084 -40,641	-77%	-$714K	﹤0.01%	2354
2021 Q1	$836K	Buy	52,725 +32,301	+158%	+$495K	0.01%	1313
2020 Q4	$273K	Buy	+20,424	New	+$250K	0.01%	1351
2019 Q4	–	Sell	-14,830	Closed	-$270K	–	1749
2019 Q3	$270K	Buy	+14,830	New	+$266K	0.01%	998

Other funds holding ROIC

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

HBK Investments Dallas, Texas $10.3B AUM 67.69% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

FTCM

First Trust Capital Management Chicago, Illinois $1.72B AUM 70.66% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

NAM

Nexpoint Asset Management Dallas, Texas $1.5B AUM 83.46% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

HRT Financial's ROIC Position: Q4 2024 in Review

HRT Financial sold out of Retail Opportunity Investments Corp. (ROIC) in Q4 2024, closing a stake of 45,901 shares — an estimated $722K sold.

HRT Financial first reported a position in ROIC in Q3 2019 and held it in 9 quarters. The position peaked at $1.52M in Q4 2021. 230 funds tracked by Wall St. Rank hold ROIC as of Q4 2024.

HRT Financial reported no remaining Retail Opportunity Investments Corp. position as of Q4 2024 after selling out during the quarter.
HRT Financial sold 45,901 Retail Opportunity Investments Corp. shares in Q4 2024, an estimated $722K.
HRT Financial first reported a position in Retail Opportunity Investments Corp. in Q3 2019 and held it in 9 quarters.
HRT Financial's Retail Opportunity Investments Corp. position peaked at $1.52M in Q4 2021.
230 funds tracked by Wall St. Rank held Retail Opportunity Investments Corp. as of Q4 2024.

Based on HRT Financial's 13F filing for Q4 2024, filed 14 Feb 2025.