HRT Financial’s CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant PRPC.U Stock Holding History

HRT Financial’s Portfolio PRPC.U Stock Details PRPC.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-99,955	Closed	-$1.01M	–	3430
2022 Q4	$1.01M	Hold	99,955	–	–	0.01%	959
2022 Q3	$993K	Hold	99,955	–	–	0.01%	921
2022 Q2	$983K	Hold	99,955	–	–	0.01%	958
2022 Q1	$996K	Hold	99,955	–	–	0.01%	1034
2021 Q4	$999K	Sell	99,955 -110	-0.1%	-$1.1K	0.01%	1130
2021 Q3	$995K	Sell	100,065 -480	-0.5%	-$4.79K	0.01%	1314
2021 Q2	$1M	Buy	100,545 +590	+0.6%	+$5.94K	0.01%	1105
2021 Q1	$998K	Buy	+99,955	New	+$1.03M	0.01%	1159

Other funds holding PRPC.U

WCMNY

Westchester Capital Management (New York) Valhalla, New York $2.04B AUM 31.03% 1-Year Est. Return

Clear Street New York $39.5B AUM 124.03% 1-Year Est. Return

LIM

Longfellow Investment Management Boston, Massachusetts $489M AUM 9.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

HRT Financial's PRPC.U Position: Q1 2023 in Review

HRT Financial sold out of CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant (PRPC.U) in Q1 2023, closing a stake of 99,955 shares — an estimated $1.01M sold.

HRT Financial first reported a position in PRPC.U in Q1 2021 and held it in 8 quarters. The position peaked at $1.01M in Q4 2022. 4 funds tracked by Wall St. Rank hold PRPC.U as of Q1 2023.

HRT Financial reported no remaining CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant position as of Q1 2023 after selling out during the quarter.
HRT Financial sold 99,955 CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant shares in Q1 2023, an estimated $1.01M.
HRT Financial first reported a position in CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant in Q1 2021 and held it in 8 quarters.
HRT Financial's CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant position peaked at $1.01M in Q4 2022.
4 funds tracked by Wall St. Rank held CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant as of Q1 2023.

Based on HRT Financial's 13F filing for Q1 2023, filed 12 May 2023.