HRT Financial’s Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant PICC.U Stock Holding History

HRT Financial’s Portfolio PICC.U Stock Details PICC.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-99,978	Closed	-$984K	–	3856
2022 Q3	$984K	Hold	99,978	–	–	0.01%	946
2022 Q2	$979K	Hold	99,978	–	–	0.01%	976
2022 Q1	$985K	Hold	99,978	–	–	0.01%	1072
2021 Q4	$989K	Hold	99,978	–	–	0.01%	1160
2021 Q3	$987K	Hold	99,978	–	–	0.01%	1338
2021 Q2	$999K	Hold	99,978	–	–	0.01%	1123
2021 Q1	$999K	Buy	+99,978	New	+$1.03M	0.01%	1155

Other funds holding PICC.U

CCM

Connective Capital Management Palo Alto, California $142M AUM 51.29% 1-Year Est. Return

Wealthspring Capital West Harrison, New York $448M AUM 8.38% 1-Year Est. Return

SIA

Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

AGM

Alpine Global Management New York $615M AUM 34.28% 1-Year Est. Return

Clear Street New York $39.5B AUM 124.03% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

HRT Financial's PICC.U Position: Q4 2022 in Review

HRT Financial sold out of Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant (PICC.U) in Q4 2022, closing a stake of 99,978 shares — an estimated $984K sold.

HRT Financial first reported a position in PICC.U in Q1 2021 and held it in 7 quarters. The position peaked at $999K in Q2 2021. 6 funds tracked by Wall St. Rank hold PICC.U as of Q4 2022.

HRT Financial reported no remaining Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant position as of Q4 2022 after selling out during the quarter.
HRT Financial sold 99,978 Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant shares in Q4 2022, an estimated $984K.
HRT Financial first reported a position in Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant in Q1 2021 and held it in 7 quarters.
HRT Financial's Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant position peaked at $999K in Q2 2021.
6 funds tracked by Wall St. Rank held Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant as of Q4 2022.

Based on HRT Financial's 13F filing for Q4 2022, filed 10 Feb 2023.