HRT Financial’s CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third PCPL.U Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2021
Q1
Sell
-25,000
Closed -$296K 3199
2020
Q4
$296K Sell
25,000
-100
-0.4% -$1.18K 0.01% 1227
2020
Q3
$272K Buy
25,100
+100
+0.4% +$1.08K 0.01% 1129
2020
Q2
$265K Buy
+25,000
New +$265K 0.01% 922