HBS
Howard Bailey Securities Portfolio holdings
AUM
$267M
Turnover
32.41%
1-Year Est. Return
15.68%
This Fund
S&P 500
This Quarter
Est. Return
-1.95%
1 Year Est. Return
+15.68%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$243M
AUM Growth
-$10.6M
(-4.2%)
Cap. Flow
-$4.77M
Cap. Flow
% of AUM
-1.96%
Top 10 Holdings %
Top 10 Hldgs %
55.71%
Holding
156
New
15
Increased
31
Reduced
76
Closed
34
Avg Time Held
1
year
Top 10 Avg Time Held
0.8
years
Top 20 Avg Time Held
0.7
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Sterling Capital National Municipal Bond ETF
SCNM
|
+$2.55M |
| 2 |
Sterling Capital Funds
SCEC
|
+$1.42M |
| 3 |
TrueShares S&P Autocallable Defensive Income ETF
PAYM
|
+$1.4M |
| 4 |
Avantis All International Markets Equity ETF
AVNM
|
+$1.28M |
| 5 |
Simplify Barrier Income ETF
SBAR
|
+$1.25M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TrueShares Quarterly Bear Hedge ETF
QBER
|
+$2.72M |
| 2 |
iShares National Muni Bond ETF
MUB
|
+$2.33M |
| 3 |
Simplify Enhanced Income ETF
HIGH
|
+$1.79M |
| 4 |
PIMCO Ultra Short Government Active ETF
BILZ
|
+$1.75M |
| 5 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$1.01M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 91.45% |
| 2 | Technology | 3.29% |
| 3 | Financials | 1.25% |
| 4 | Consumer Discretionary | 1.01% |
| 5 | Industrials | 0.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
Sterling Capital Funds
SCEC
$591M
| $29.5M | 12.13% |
1,176,264
+56,068
| +5% | +$1.42M |
2025 Q2
3 quarters
|
|
2
iShares Russell Top 200 Growth ETF
IWY
$16.5B
| $27.8M | 11.45% |
111,862
+2,110
| +2% | +$559K |
2024 Q3
6 quarters
|
|
3
iShares Russell Top 200 Value ETF
IWX
$3.36B
| $17.7M | 7.27% |
190,684
-561
| -0.3% | -$53.4K |
2024 Q3
6 quarters
|
|
|
4
Avantis All International Markets Equity ETF
AVNM
$768M
| $11.3M | 4.67% |
149,008
+16,403
| +12% | +$1.28M |
2025 Q4
1 quarter
|
|
5
iShares MSCI EAFE Value ETF
EFV
$30.2B
| $10.1M | 4.16% |
135,999
-7,505
| -5% | -$564K |
2024 Q3
6 quarters
|
|
6
iShares Russell Mid-Cap Value ETF
IWS
$15.2B
| $9.4M | 3.87% |
64,497
-1,557
| -2% | -$231K |
2024 Q3
6 quarters
|
|
7
iShares MSCI EAFE Growth ETF
EFG
$14.9B
| $8.91M | 3.66% |
80,010
-2,102
| -3% | -$247K |
2024 Q3
6 quarters
|
|
8
State Street SPDR Portfolio S&P 500 ETF
SPYM
$177B
| $8.16M | 3.36% |
106,667
-4,664
| -4% | -$373K |
2024 Q3
6 quarters
|
|
9
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
| $6.81M | 2.8% |
97,693
-801
| -0.8% | -$57.8K |
2024 Q3
6 quarters
|
|
10
AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO
$120M
| $5.73M | 2.35% |
169,540
-7,899
| -4% | -$274K |
2025 Q4
1 quarter
|
|
11
Vanguard Russell 2000 ETF
VTWO
$16.2B
| $4.88M | 2.01% |
48,681
-229
| -0.5% | -$23.9K |
2024 Q3
6 quarters
|
|
12
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
$334M
| $4.63M | 1.9% |
120,245
-4,470
| -4% | -$174K |
2025 Q4
1 quarter
|
|
13
Simplify Managed Futures Strategy ETF
CTA
$1.37B
| $4.22M | 1.73% |
139,571
+12,026
| +9% | +$350K |
2024 Q3
6 quarters
|
|
14
Simplify Stable Income ETF
BUCK
$523M
| $4.07M | 1.67% |
173,204
+17,612
| +11% | +$417K |
2024 Q3
6 quarters
|
|
15
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
$131M
| $3.62M | 1.49% |
114,520
-5,797
| -5% | -$185K |
2025 Q3
2 quarters
|
|
16
Simplify Short Term Treasury Futures Strategy ETF
TUA
$451M
| $3.13M | 1.29% |
148,154
-3,226
| -2% | -$69.8K |
2024 Q3
6 quarters
|
|
17
Simplify Currency Strategy ETF
FOXY
$217M
| $3.03M | 1.24% |
103,529
+39,558
| +62% | +$1.14M |
2025 Q4
1 quarter
|
|
18
AllianzIM U.S. Equity Buffer20 Jul ETF
JULW
$256M
| $3.01M | 1.24% |
77,440
-3,653
| -5% | -$143K |
2025 Q3
2 quarters
|
|
|
19
Simplify Barrier Income ETF
SBAR
$417M
| $2.87M | 1.18% |
116,907
+48,761
| +72% | +$1.25M |
2025 Q3
2 quarters
|
|
20
Simplify Aggregate Bond ETF
AGGH
$490M
| $2.84M | 1.17% |
139,538
+15,533
| +13% | +$321K |
2025 Q3
2 quarters
|
|
21
iShares Russell Mid-Cap Growth ETF
IWP
$19.2B
| $2.55M | 1.05% |
19,922
+4,148
| +26% | +$561K |
2024 Q3
6 quarters
|
|
|
22
Sterling Capital National Municipal Bond ETF
SCNM
$231M
| $2.52M | 1.04% |
+101,282
| New | +$2.55M |
2026 Q1
0 quarters
|
|
23
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
$52M
| $2.33M | 0.96% |
87,716
-3,973
| -4% | -$108K |
2025 Q3
2 quarters
|
|
24
Microsoft
MSFT
$3.98T
| $2.32M | 0.95% |
6,257
-596
| -9% | -$249K |
2024 Q3
6 quarters
|
|
25
Innovator Equity Defined Protection ETF - 1 Yr September
ZSEP
$237M
| $2.03M | 0.84% |
76,100
+2,272
| +3% | +$61K |
2025 Q3
2 quarters
|
|
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Howard Bailey Securities's Q1 2026 Portfolio in Review
As of Q1 2026, Howard Bailey Securities held 156 positions worth $243M, down 4.2% from $254M the previous quarter. Its ten largest holdings account for 56% of the portfolio.
Howard Bailey Securities's Q1 2026 filing shows 15 new, 31 increased, 76 reduced and 34 closed positions. Its largest new stake was Sterling Capital National Municipal Bond ETF: 101,282 shares worth $2.52M. The largest sale was TrueShares Quarterly Bear Hedge ETF, an estimated $2.72M.
By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, up from 90% a quarter earlier, followed by Technology and Financials.
- Howard Bailey Securities's largest Q1 2026 buy was Sterling Capital National Municipal Bond ETF: 101,282 shares worth $2.52M.
- Howard Bailey Securities added most to Sterling Capital Funds in Q1 2026, an estimated $1.42M increase.
- Howard Bailey Securities's biggest Q1 2026 reduction was TrueShares Quarterly Bear Hedge ETF, cutting an estimated $2.72M.
- Howard Bailey Securities fully exited iShares National Muni Bond ETF in Q1 2026, selling an estimated $2.33M.
- Howard Bailey Securities's ten largest holdings make up 56% of its $243M portfolio in Q1 2026.
- Howard Bailey Securities opened 15 new positions and closed 34 in Q1 2026.
- Howard Bailey Securities's portfolio value fell 4.2% quarter-over-quarter to $243M.
Based on Howard Bailey Securities's 13F filing for Q1 2026, filed 23 Apr 2026.