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HBS

Howard Bailey Securities Portfolio holdings

AUM $267M
1-Year Est. Return 15.68%
This Fund
S&P 500
This Quarter Est. Return
+5.76%
1 Year Est. Return
+15.68%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$351M
AUM Growth
+$26.9M
Cap. Flow
+$9.67M
Cap. Flow %
2.75%
Top 10 Hldgs %
43.1%
Holding
171
New
21
Increased
51
Reduced
68
Closed
27

Top Buys

Rank Stock Value
1
DDWM icon
WisdomTree Dynamic International Equity Fund
DDWM
+$8.52M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$6.52M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$4.84M
4
GDE icon
WisdomTree Efficient Gold Plus Equity Strategy Fund
GDE
+$4.66M
5
JULW icon
AllianzIM U.S. Equity Buffer20 Jul ETF
JULW
+$3.38M

Top Sells

Rank Stock Value
1
SIXO icon
AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO
+$5.36M
2
NTSX icon
WisdomTree US Efficient Core Fund
NTSX
+$5.13M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$4.23M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$3.55M
5
IQDG icon
WisdomTree International Quality Dividend Growth Fund
IQDG
+$3.23M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.84%
2 Technology 3.5%
3 Financials 1.23%
4 Consumer Discretionary 0.74%
5 Industrials 0.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBAR
51
Simplify Barrier Income ETF
SBAR
$429M
$1.53M 0.43%
+58,116
New +$1.53M
AGGH icon
52
Simplify Aggregate Bond ETF
AGGH
$590M
$1.5M 0.43%
+72,442
New +$1.49M
ZDEK
53
Innovator Equity Defined Protection ETF - 1 Yr December
ZDEK
$108M
$1.3M 0.37%
51,629
-85,417
-62% -$2.13M
ZJUL
54
Innovator Equity Defined Protection ETF - 1 Yr July
ZJUL
$194M
$1.3M 0.37%
45,153
+6,289
+16% +$179K
V icon
55
Visa
V
$688B
$1.1M 0.31%
3,223
-71
-2% -$24.6K
DECZ icon
56
TrueShares Structured Outcome December ETF
DECZ
$36.9M
$1.04M 0.3%
+25,477
New +$1.01M
GOOG icon
57
Alphabet (Google) Class C
GOOG
$4.1T
$829K 0.24%
3,403
-434
-11% -$91.2K
JULU
58
AllianzIM U.S. Equity Buffer15 Uncapped Jul ETF
JULU
$79.5M
$828K 0.24%
28,295
-5,167
-15% -$146K
SPTI icon
59
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
$824K 0.23%
28,526
+11,585
+68% +$333K
SPD icon
60
Simplify US Equity PLUS Downside Convexity ETF
SPD
$103M
$803K 0.23%
20,336
+463
+2% +$17.8K
VTV icon
61
Vanguard Morningstar Value ETF
VTV
$192B
$792K 0.23%
4,246
+1,140
+37% +$206K
STLD icon
62
Steel Dynamics
STLD
$34.4B
$782K 0.22%
5,607
– –
TJUL icon
63
Innovator Equity Defined Protection ETF - 2 Yr to July 2027
TJUL
$116M
$777K 0.22%
+26,548
New +$769K
GAEM
64
Simplify Gamma Emerging Market Bond ETF
GAEM
$41.4M
$764K 0.22%
+28,978
New +$759K
VGSH icon
65
Vanguard Short-Term Treasury ETF
VGSH
$34.7B
$717K 0.2%
12,185
-376
-3% -$22.1K
DMBS icon
66
DoubleLine Mortgage ETF
DMBS
$703M
$715K 0.2%
14,392
+942
+7% +$46.3K
WFC icon
67
Wells Fargo
WFC
$266B
$705K 0.2%
8,406
-26
-0.3% -$2.11K
GJUL icon
68
FT Vest US Equity Moderate Buffer ETF July
GJUL
$409M
$704K 0.2%
+17,351
New +$689K
TYA icon
69
Simplify Intermediate Term Treasury Futures Strategy ETF
TYA
$61.3M
$701K 0.2%
51,474
-79,356
-61% -$1.07M
SPGI icon
70
S&P Global
SPGI
$127B
$625K 0.18%
1,285
-72
-5% -$38.6K
META icon
71
Meta Platforms (Facebook)
META
$1.56T
$596K 0.17%
811
+72
+10% +$53.6K
VOO icon
72
Vanguard S&P 500 ETF
VOO
$1.05T
$575K 0.16%
939
+357
+61% +$210K
ORCL icon
73
Oracle
ORCL
$468B
$559K 0.16%
1,986
-213
-10% -$54.2K
SPYC icon
74
Simplify US Equity PLUS Convexity ETF
SPYC
$116M
$536K 0.15%
12,517
+213
+2% +$8.86K
AVGO icon
75
Broadcom
AVGO
$1.75T
$525K 0.15%
1,590
-43
-3% -$13.2K
1 2
3
4 5

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Howard Bailey Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Howard Bailey Securities held 171 positions worth $351M, up 8.3% from $324M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Howard Bailey Securities's Q3 2025 filing shows 21 new, 51 increased, 68 reduced and 27 closed positions. Its largest new stake was WisdomTree Dynamic International Equity Fund: 208,363 shares worth $8.71M. The largest sale was AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF, an estimated $5.36M.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 91% a quarter earlier, followed by Technology and Financials.

  • Howard Bailey Securities's largest Q3 2025 buy was WisdomTree Dynamic International Equity Fund: 208,363 shares worth $8.71M.
  • Howard Bailey Securities added most to PIMCO Ultra Short Government Active ETF in Q3 2025, an estimated $1.98M increase.
  • Howard Bailey Securities's biggest Q3 2025 reduction was WisdomTree US Efficient Core Fund, cutting an estimated $5.13M.
  • Howard Bailey Securities fully exited AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF in Q3 2025, selling an estimated $5.36M.
  • Howard Bailey Securities's ten largest holdings make up 43% of its $351M portfolio in Q3 2025.
  • Howard Bailey Securities opened 21 new positions and closed 27 in Q3 2025.
  • Howard Bailey Securities's portfolio value rose 8.3% quarter-over-quarter to $351M.

Based on Howard Bailey Securities's 13F filing for Q3 2025, filed 4 Nov 2025.