Hotchkis & Wiley Capital Management’s iShares Russell 2000 Value ETF IWN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-237,900	Closed	-$23.1M	–	186
2016 Q2	$23.1M	Buy	+237,900	New	+$22.7M	0.1%	116
2015 Q4	–	Sell	-168,600	Closed	-$15.2M	–	189
2015 Q3	$15.2M	Sell	168,600 -93,600	-36%	-$8.98M	0.06%	142
2015 Q2	$26.7M	Buy	262,200 +105,100	+67%	+$10.8M	0.09%	138
2015 Q1	$16.2M	Hold	157,100	–	–	0.06%	149
2014 Q4	$16M	Sell	157,100 -42,100	-21%	-$4.13M	0.06%	148
2014 Q3	$18.6M	Hold	199,200	–	–	0.07%	144
2014 Q2	$20.6M	Buy	199,200 +41,700	+26%	+$4.14M	0.07%	147
2014 Q1	$15.9M	Hold	157,500	–	–	0.06%	141
2013 Q4	$15.7M	Buy	157,500 +15,400	+11%	+$1.47M	0.07%	137
2013 Q3	$13M	Hold	142,100	–	–	0.06%	142
2013 Q2	$12.2M	Buy	+142,100	New	+$12M	0.06%	130