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Horizon Kinetics Portfolio holdings

AUM $3.06B
1-Year Est. Return 5.37%
This Fund
S&P 500
This Quarter Est. Return
+10.71%
1 Year Est. Return
+5.37%
3 Year Est. Return
+65.64%
5 Year Est. Return
+75.06%
10 Year Est. Return
–
AUM
$7.92B
AUM Growth
+$624M
Cap. Flow
+$73.9M
Cap. Flow %
0.93%
Top 10 Hldgs %
47.13%
Holding
566
New
25
Increased
228
Reduced
180
Closed
29

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$228M
2
SHLD
Sears Holding Corporation
SHLD
+$32.4M
3
XXV
IPATH INVERSE S&P 500 VIX SHORT-TERM FUTURES ETN
XXV
+$13M
4
STRZA
Starz - Series A
STRZA
+$11.4M
5
TPL icon
Texas Pacific Land
TPL
+$10.3M

Top Sells

Rank Stock Value
1
FCE.A
Forest City Realty Trust, Inc.
FCE.A
+$25.6M
2
JEF icon
Jefferies Financial Group
JEF
+$24.2M
3
BN icon
Brookfield
BN
+$23.5M
4
AN icon
AutoNation
AN
+$23M
5
FWONA icon
Liberty Media Series A
FWONA
+$20.1M

Sector Composition

Rank Sector Weight
1 Communication Services 28.42%
2 Consumer Discretionary 18.82%
3 Real Estate 12.64%
4 Financials 11.91%
5 Energy 8.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFL
526
PUT
PIMCO Income Strategy Fund
PFL
$382M
– –
-536,413
Closed -$6.21M
RBA icon
527
RB Global
RBA
$21.5B
– –
-12,000
Closed -$242K
FLNA
528
Filana Therapeutics
FLNA
$42M
– –
-5,429
Closed -$103K
TTWO icon
529
Take-Two Interactive
TTWO
$46.1B
– –
-19,885
Closed -$361K
VXF icon
530
Vanguard Extended Market ETF
VXF
$30B
– –
-7,760
Closed -$598K
WPC icon
531
W.P. Carey
WPC
$16.6B
– –
-3,778
Closed -$239K
WYY icon
532
WidePoint Corp
WYY
$97.4M
– –
-3,816
Closed -$34K
CSCI
533
DELISTED
COSCIENS Biopharma Inc. Common Stock
CSCI
– –
-2
Closed -$26K
AAMC
534
DELISTED
Altisource Asset Management Corp
AAMC
– –
-8,680
Closed -$2.72M
CSP
535
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
– –
-10,786
Closed -$75K
SLA
536
DELISTED
AMERICAN SELECT PTFL INC
SLA
– –
-18,737
Closed -$180K
ASP
537
DELISTED
AMERN STRATEGIC INCOME PORTFOL
ASP
– –
-11,449
Closed -$112K
CHC.WS
538
DELISTED
CHINA HYDROELECTRIC CORP WARRANTS EXP 01/25/2014
CHC.WS
$0 ﹤0.01%
40,000
– –
SCR
539
DELISTED
SIMCERE PHARMACEUTICAL GROUP, ADS
SCR
– –
-48,000
Closed -$454K
MOLX
540
DELISTED
MOLEX INC
MOLX
– –
-8,735
Closed -$336K
ARK
541
DELISTED
BLACKROCK SR HIGH INCM FD INC
ARK
– –
-173,757
Closed -$685K
NYX
542
DELISTED
NYSE EURONEXT INC
NYX
– –
-269,893
Closed -$11.3M
DOLE
543
DELISTED
DOLE FOOD CO INC NEW CMN STK (DE)
DOLE
– –
-28,350
Closed -$386K
DELL
544
DELISTED
DELL INC
DELL
– –
-24,315
Closed -$334K
CYE
545
DELISTED
BLACKROCK CORP HG YLD FD III, INC.
CYE
– –
-10,000
Closed -$73K
XXV
546
CALL
DELISTED
IPATH INVERSE S&P 500 VIX SHORT-TERM FUTURES ETN
XXV
– –
-127,100
Closed -$4.88M
18 19 20 21
22

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AC
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MFG
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OA
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PWM
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RCM
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CFIC
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Horizon Kinetics's Q4 2013 Portfolio in Review

As of Q4 2013, Horizon Kinetics held 566 positions worth $7.92B, up 8.6% from $7.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Horizon Kinetics's Q4 2013 filing shows 25 new, 228 increased, 180 reduced and 29 closed positions. Its largest new stake was IPATH INVERSE S&P 500 VIX SHORT-TERM FUTURES ETN: 337,400 shares worth $14.4M. The largest sale was Forest City Realty Trust, Inc., an estimated $25.6M.

By sector, the portfolio is most concentrated in Communication Services at 28% of assets, down from 29% a quarter earlier, followed by Consumer Discretionary and Real Estate.

  • Horizon Kinetics's largest Q4 2013 buy was IPATH INVERSE S&P 500 VIX SHORT-TERM FUTURES ETN: 337,400 shares worth $14.4M.
  • Horizon Kinetics added most to Mastercard in Q4 2013, an estimated $228M increase.
  • Horizon Kinetics's biggest Q4 2013 reduction was Forest City Realty Trust, Inc., cutting an estimated $25.6M.
  • Horizon Kinetics fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $11.3M.
  • Horizon Kinetics's ten largest holdings make up 47% of its $7.92B portfolio in Q4 2013.
  • Horizon Kinetics opened 25 new positions and closed 29 in Q4 2013.
  • Horizon Kinetics's portfolio value rose 8.6% quarter-over-quarter to $7.92B.

Based on Horizon Kinetics's 13F filing for Q4 2013, filed 13 Feb 2014.