HK

Horizon Kinetics Portfolio holdings

AUM $2.96B
1-Year Est. Return 5.37%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+5.37%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$4.06B
AUM Growth
+$252M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
527
New
Increased
Reduced
Closed

Top Buys

1
+$18.8M
2
+$18.3M
3
+$11M
4
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$6.44M
5
CBOE icon
Cboe Global Markets
CBOE
+$2.82M

Top Sells

1
+$17.4M
2
+$9.6M
3
+$8.97M
4
IEP icon
Icahn Enterprises
IEP
+$8.35M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$7.61M

Sector Composition

1 Energy 44.57%
2 Financials 9.24%
3 Communication Services 8.77%
4 Consumer Discretionary 7.29%
5 Real Estate 6.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGNA icon
476
TEGNA Inc
TGNA
$3.29B
$143K ﹤0.01%
11,950
EIM
477
Eaton Vance Municipal Bond Fund
EIM
$511M
$141K ﹤0.01%
12,263
MHN
478
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$129K ﹤0.01%
10,840
DUC
479
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$120K ﹤0.01%
14,325
PHD
480
DELISTED
Pioneer Floating Rate Fund
PHD
$118K ﹤0.01%
10,732
-896
VVR icon
481
Invesco Senior Income Trust
VVR
$471M
$110K ﹤0.01%
25,536
-1,788
JFR icon
482
Nuveen Floating Rate Income Fund
JFR
$1.18B
$105K ﹤0.01%
10,105
-211
PGLC
483
DELISTED
Pershing Gold Corporation. Common Stock
PGLC
$85K ﹤0.01%
69,842
IMI
484
DELISTED
Intermolecular, Inc.
IMI
$79K ﹤0.01%
67,647
MFIC icon
485
MidCap Financial Investment
MFIC
$953M
$76K ﹤0.01%
4,669
STCN
486
DELISTED
Steel Connect, Inc. Common Stock
STCN
$75K ﹤0.01%
3,793
OHAI
487
DELISTED
OHA Investment Corporation
OHAI
$74K ﹤0.01%
48,230
RIBT
488
DELISTED
RiceBran Technologies
RIBT
$72K ﹤0.01%
2,504
SANW
489
DELISTED
S&W Seed Co
SANW
$71K ﹤0.01%
1,517
PPT
490
Putnam Premier Income Trust
PPT
$336M
$69K ﹤0.01%
13,082
-18,013
PACB icon
491
Pacific Biosciences
PACB
$402M
$65K ﹤0.01%
12,000
TPHS
492
DELISTED
Trinity Place Holdings Inc.com
TPHS
$62K ﹤0.01%
10,156
VANI icon
493
Vivani Medical
VANI
$89.3M
$50K ﹤0.01%
1,090
MUX icon
494
McEwen Inc
MUX
$1.38B
$36K ﹤0.01%
1,847
-654
CLDX icon
495
Celldex Therapeutics
CLDX
$1.96B
$12K ﹤0.01%
1,756
GCVRZ
496
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$8K ﹤0.01%
15,940
OPK icon
497
Opko Health
OPK
$903M
– –
-92,897
BHC icon
498
Bausch Health
BHC
$1.84B
– –
-22,630
SOGO
499
DELISTED
Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share
SOGO
– –
-15,331
CASM
500
DELISTED
CAS Medical Systems, Inc.
CASM
– –
-19,604
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