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Horizon Kinetics Portfolio holdings

AUM $3.06B
1-Year Est. Return 5.37%
This Fund
S&P 500
This Quarter Est. Return
+9.31%
1 Year Est. Return
+5.37%
3 Year Est. Return
+65.64%
5 Year Est. Return
+75.06%
10 Year Est. Return
–
AUM
$3.57B
AUM Growth
-$403M
Cap. Flow
-$692M
Cap. Flow %
-19.38%
Top 10 Hldgs %
51.47%
Holding
532
New
11
Increased
75
Reduced
332
Closed
23

Top Buys

Rank Stock Value
1
AMCX icon
AMC Global Media
AMCX
+$11.6M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$7.8M
3
TPL icon
Texas Pacific Land
TPL
+$5.18M
4
FHI icon
Federated Hermes
FHI
+$4.69M
5
NVGS icon
Navigator Holdings
NVGS
+$3.49M

Top Sells

Rank Stock Value
1
DWA
DREAMWORKS ANIMATION SKG INC CL-A
DWA
+$198M
2
NWL icon
Newell Brands
NWL
+$34.2M
3
RSE
ROUSE PPTYS INC COM (DE)
RSE
+$24.7M
4
HHH icon
Howard Hughes
HHH
+$17.3M
5
BBWI icon
Bath & Body Works
BBWI
+$9.58M

Sector Composition

Rank Sector Weight
1 Communication Services 17.69%
2 Energy 17.27%
3 Consumer Discretionary 14.23%
4 Real Estate 12.22%
5 Financials 9.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIS icon
451
General Mills
GIS
$20.2B
$275K 0.01%
4,298
-150
-3% -$10.4K
AMP icon
452
Ameriprise Financial
AMP
$47.8B
$267K 0.01%
2,681
– –
CSWC icon
453
Capital Southwest
CSWC
$1.47B
$260K 0.01%
17,700
– –
DAL icon
454
Delta Air Lines
DAL
$56.7B
$258K 0.01%
6,550
– –
BWXT icon
455
BWX Technologies
BWXT
$14.4B
$253K 0.01%
6,583
-622
-9% -$23.5K
OII icon
456
Oceaneering
OII
$4.64B
$249K 0.01%
9,037
-334
-4% -$9.24K
AFL icon
457
Aflac
AFL
$65.5B
$248K 0.01%
6,892
-100
-1% -$3.64K
HEI.A icon
458
HEICO Corp Class A
HEI.A
$36B
$243K 0.01%
7,844
– –
EFT
459
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$241K 0.01%
17,000
-3,261
-16% -$45.5K
VTR icon
460
Ventas
VTR
$47.5B
$241K 0.01%
3,415
– –
IQI icon
461
Invesco Quality Municipal Securities
IQI
$526M
$234K 0.01%
16,970
– –
SYK icon
462
Stryker
SYK
$135B
$233K 0.01%
2,000
– –
EVY
463
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
$233K 0.01%
15,321
– –
WFC icon
464
Wells Fargo
WFC
$254B
$231K 0.01%
5,220
-1,751
-25% -$83.8K
NIM icon
465
Nuveen Select Maturities Municipal Fund
NIM
$115M
$230K 0.01%
21,500
– –
TIME
466
DELISTED
Time Inc.
TIME
$227K 0.01%
15,675
-3,173
-17% -$47.8K
APC
467
DELISTED
Anadarko Petroleum
APC
$226K 0.01%
+3,566
New +$199K
PML
468
PIMCO Municipal Income Fund II
PML
$487M
$225K 0.01%
16,500
– –
GRC icon
469
Gorman-Rupp
GRC
$2.07B
$222K 0.01%
8,672
– –
MDY icon
470
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$220K 0.01%
+778
New +$219K
HIO
471
Western Asset High Income Opportunity Fund
HIO
$331M
$213K 0.01%
42,250
-37,118
-47% -$186K
NOC icon
472
Northrop Grumman
NOC
$76B
$210K 0.01%
984
-128
-12% -$27.7K
DUC
473
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$204K 0.01%
20,850
– –
GENZ
474
VanEck Digital Native Economy ETF
GENZ
$17.4M
$202K 0.01%
5,574
-1,300
-19% -$44.8K
EMWP
475
DELISTED
Eros Media World PLC
EMWP
$200K 0.01%
652
-6
-0.9% -$2.06K
17 18
19
20 21

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CFIC
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Horizon Kinetics's Q3 2016 Portfolio in Review

As of Q3 2016, Horizon Kinetics held 532 positions worth $3.57B, down 10% from $3.98B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Horizon Kinetics withdrew a net $692M in Q3 2016, closing 23 positions and reducing 332 holdings. Its most notable exit was DREAMWORKS ANIMATION SKG INC CL-A, an estimated $198M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 18% of assets, down from 20% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Horizon Kinetics opened a new position in CommerceHub, Inc. Series C Common Stock worth $1.72M.

  • Horizon Kinetics's largest Q3 2016 buy was CommerceHub, Inc. Series C Common Stock: 108,091 shares worth $1.72M.
  • Horizon Kinetics added most to AMC Global Media in Q3 2016, an estimated $11.6M increase.
  • Horizon Kinetics's biggest Q3 2016 reduction was Newell Brands, cutting an estimated $34.2M.
  • Horizon Kinetics fully exited DREAMWORKS ANIMATION SKG INC CL-A in Q3 2016, selling an estimated $198M.
  • Horizon Kinetics's ten largest holdings make up 51% of its $3.57B portfolio in Q3 2016.
  • Horizon Kinetics opened 11 new positions and closed 23 in Q3 2016.
  • Horizon Kinetics's portfolio value fell 10% quarter-over-quarter to $3.57B.

Based on Horizon Kinetics's 13F filing for Q3 2016, filed 14 Nov 2016.