Horizon Kinetics’s iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019 VXX Stock Holding History

Horizon Kinetics’s Portfolio VXX Stock Details VXX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-493,600	Closed	-$31M	–	517
2018 Q3	$31M	Sell	493,600 -284,400	-37%	-$8.55M	0.75%	20
2018 Q2	$79.4M	Buy	+778,000	New	+$30.1M	2.04%	8
2017 Q3	–	Sell	-569,700	Closed	-$60.9M	–	518
2017 Q2	$60.9M	Buy	569,700 +195,200	+52%	+$11.3M	1.99%	12
2017 Q1	$52.4M	Buy	+374,500	New	+$27.8M	1.66%	13
2016 Q3	–	Sell	-322,144	Closed	-$249M	–	531
2016 Q2	$249M	Buy	322,144 +208,413	+183%	+$52M	6.27%	3
2016 Q1	$83.9M	Buy	113,731 +25,093	+28%	+$9.45M	2.08%	15
2015 Q4	$86.2M	Sell	88,638 -120,937	-58%	-$38.5M	1.86%	17
2015 Q3	$162M	Buy	209,575 +72,394	+53%	+$24.1M	2.93%	9
2015 Q2	$109M	Buy	137,181 +124,241	+960%	+$40.4M	1.57%	20
2015 Q1	$74.7M	Buy	12,940 +9,952	+333%	+$4.83M	1.03%	23
2014 Q4	$918K	Buy	+2,988	New	+$1.47M	0.01%	252
2014 Q3	–	Sell	-11,375	Closed	-$2.11M	–	544
2014 Q2	$2.11M	Buy	+11,375	New	+$6.63M	0.03%	157
2014 Q1	–	Sell	-56,419	Closed	-$38.4M	–	560
2013 Q4	$38.4M	Buy	56,419 +55,985	+12,900%	+$44.7M	0.48%	36
2013 Q3	$409K	Sell	434 -14,868	-97%	-$14.9M	0.01%	327
2013 Q2	$45.7M	Buy	+15,302	New	+$19.2M	0.67%	34

Other funds holding VXX

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Walleye Trading New York $87.6B AUM 68.17% 1-Year Est. Return

Tiger Global Management New York $22.8B AUM 30.07% 1-Year Est. Return

RCIM

Russell Clark Investment Management London, United Kingdom $100M AUM 55.58% 1-Year Est. Return

Wolverine Trading Chicago, Illinois $139B AUM 31.83% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Horizon Kinetics's VXX Position: Q2 2014 in Review

Horizon Kinetics sold out of iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019 (VXX) in Q2 2014, closing a stake of 22,363 shares — an estimated $13M sold.

Horizon Kinetics first reported a position in VXX in Q1 2014 and held it in 1 quarter. The position peaked at $15.1M in Q1 2014. 121 funds tracked by Wall St. Rank hold VXX as of Q2 2014.

Horizon Kinetics reported no remaining iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019 position as of Q2 2014 after selling out during the quarter.
Horizon Kinetics sold 22,363 iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019 shares in Q2 2014, an estimated $13M.
Horizon Kinetics first reported a position in iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019 in Q1 2014 and held it in 1 quarter.
Horizon Kinetics's iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019 position peaked at $15.1M in Q1 2014.
121 funds tracked by Wall St. Rank held iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019 as of Q2 2014.

Based on Horizon Kinetics's 13F filing for Q2 2014, filed 14 Aug 2014.