Horizon Kinetics’s Vanguard Mid-Cap ETF VO Stock Holding History

Horizon Kinetics’s Portfolio VO Stock Details VO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-7,804	Closed	-$237K	–	528
2016 Q1	$237K	Hold	7,804	–	–	0.01%	471
2015 Q4	$234K	Hold	7,804	–	–	0.01%	457
2015 Q3	$228K	Hold	7,804	–	–	﹤0.01%	450
2015 Q2	$249K	Sell	7,804 -3,200	-29%	-$104K	﹤0.01%	459
2015 Q1	$365K	Hold	11,004	–	–	0.01%	436
2014 Q4	$340K	Buy	+11,004	New	+$332K	﹤0.01%	446

Other funds holding VO

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return

MFRM

Milliman Financial Risk Management Chicago, Illinois $6.4B AUM 12.26% 1-Year Est. Return

TCT

TIAA CREF Trust St Louis, Missouri $13.8B AUM 10.67% 1-Year Est. Return

Horizon Kinetics's VO Position: Q2 2016 in Review

Horizon Kinetics sold out of Vanguard Mid-Cap ETF (VO) in Q2 2016, closing a stake of 7,804 shares — an estimated $237K sold.

Horizon Kinetics first reported a position in VO in Q4 2014 and held it in 6 quarters. The position peaked at $365K in Q1 2015. 475 funds tracked by Wall St. Rank hold VO as of Q2 2016.

Horizon Kinetics reported no remaining Vanguard Mid-Cap ETF position as of Q2 2016 after selling out during the quarter.
Horizon Kinetics sold 7,804 Vanguard Mid-Cap ETF shares in Q2 2016, an estimated $237K.
Horizon Kinetics first reported a position in Vanguard Mid-Cap ETF in Q4 2014 and held it in 6 quarters.
Horizon Kinetics's Vanguard Mid-Cap ETF position peaked at $365K in Q1 2015.
475 funds tracked by Wall St. Rank held Vanguard Mid-Cap ETF as of Q2 2016.

Based on Horizon Kinetics's 13F filing for Q2 2016, filed 15 Aug 2016.