Horizon Kinetics’s iShares 0-1 Year Treasury Bond ETF SHV Stock Holding History

Horizon Kinetics’s Portfolio SHV Stock Details SHV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-6,780	Closed	-$748K	–	503
2017 Q2	$748K	Sell	6,780 -58	-0.8%	-$6.4K	0.02%	230
2017 Q1	$755K	Sell	6,838 -225	-3%	-$24.8K	0.02%	228
2016 Q4	$779K	Sell	7,063 -541	-7%	-$59.7K	0.03%	222
2016 Q3	$840K	Sell	7,604 -355	-4%	-$39.2K	0.02%	218
2016 Q2	$879K	Hold	7,959	–	–	0.02%	225
2016 Q1	$878K	Sell	7,959 -156	-2%	-$17.2K	0.02%	214
2015 Q4	$894K	Sell	8,115 -1,258	-13%	-$139K	0.02%	215
2015 Q3	$1.03M	Sell	9,373 -591	-6%	-$65.2K	0.02%	185
2015 Q2	$1.1M	Buy	9,964 +2,636	+36%	+$291K	0.02%	219
2015 Q1	$808K	Buy	+7,328	New	+$808K	0.01%	364

Other funds holding SHV

Betterment LLC New York $59.1B AUM 18.41% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

IndexIQ Advisors New York $2.82B AUM 12.48% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

JIR

James Investment Research Alpha, Ohio $984M AUM 36.03% 1-Year Est. Return

FDCDDQ

Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $32.7B AUM 35.71% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Horizon Kinetics's SHV Position: Q3 2017 in Review

Horizon Kinetics sold out of iShares 0-1 Year Treasury Bond ETF (SHV) in Q3 2017, closing a stake of 6,780 shares — an estimated $748K sold.

Horizon Kinetics first reported a position in SHV in Q1 2015 and held it in 10 quarters. The position peaked at $1.1M in Q2 2015. 139 funds tracked by Wall St. Rank hold SHV as of Q3 2017.

Horizon Kinetics reported no remaining iShares 0-1 Year Treasury Bond ETF position as of Q3 2017 after selling out during the quarter.
Horizon Kinetics sold 6,780 iShares 0-1 Year Treasury Bond ETF shares in Q3 2017, an estimated $748K.
Horizon Kinetics first reported a position in iShares 0-1 Year Treasury Bond ETF in Q1 2015 and held it in 10 quarters.
Horizon Kinetics's iShares 0-1 Year Treasury Bond ETF position peaked at $1.1M in Q2 2015.
139 funds tracked by Wall St. Rank held iShares 0-1 Year Treasury Bond ETF as of Q3 2017.

Based on Horizon Kinetics's 13F filing for Q3 2017, filed 14 Nov 2017.