Horizon Kinetics’s Sears Holdings Corporation - Warrant SHLDW Stock Holding History

Horizon Kinetics’s Portfolio SHLDW Stock Details SHLDW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-113,581	Closed	-$245K	–	506
2017 Q3	$245K	Sell	113,581 -38,639	-25%	-$87K	0.01%	445
2017 Q2	$321K	Sell	152,220 -9,881	-6%	-$25.3K	0.01%	437
2017 Q1	$478K	Sell	162,101 -227,247	-58%	-$633K	0.02%	286
2016 Q4	$1.38M	Sell	389,348 -370,113	-49%	-$1.34M	0.04%	157
2016 Q3	$2.6M	Sell	759,461 -25,239	-3%	-$104K	0.07%	109
2016 Q2	$3.14M	Sell	784,700 -24,794	-3%	-$118K	0.08%	100
2016 Q1	$3.6M	Sell	809,494 -86,312	-10%	-$557K	0.09%	93
2015 Q4	$9.85M	Sell	895,806 -53,372	-6%	-$750K	0.21%	62
2015 Q3	$16.6M	Sell	949,178 -34,776	-4%	-$535K	0.3%	46
2015 Q2	$15.4M	Sell	983,954 -9,010	-0.9%	-$206K	0.22%	59
2015 Q1	$24.8M	Sell	992,964 -63,519	-6%	-$1.46M	0.34%	47
2014 Q4	$22.1M	Buy	+1,056,483	New	+$21.3M	0.3%	55

Other funds holding SHLDW

FCM

Fairholme Capital Management South Miami, Florida $1.51B AUM 28.27% 1-Year Est. Return

RBS Partners Bay Harbor Islands, Florida $155M AUM 153.45% 1-Year Est. Return

FCM

Force Capital Management New York $11.4M AUM 5.65% 1-Year Est. Return

FCP

Fine Capital Partners New York $563M AUM 7.48% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

OWIM

Old West Investment Management Los Angeles, California $923M AUM 112.31% 1-Year Est. Return

KAM

Knightsbridge Asset Management Newport Beach, California $743M AUM 28.33% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Horizon Kinetics's SHLDW Position: Q4 2017 in Review

Horizon Kinetics sold out of Sears Holdings Corporation - Warrant (SHLDW) in Q4 2017, closing a stake of 113,581 shares — an estimated $245K sold.

Horizon Kinetics first reported a position in SHLDW in Q4 2014 and held it in 12 quarters. The position peaked at $24.8M in Q1 2015. 17 funds tracked by Wall St. Rank hold SHLDW as of Q4 2017.

Horizon Kinetics reported no remaining Sears Holdings Corporation - Warrant position as of Q4 2017 after selling out during the quarter.
Horizon Kinetics sold 113,581 Sears Holdings Corporation - Warrant shares in Q4 2017, an estimated $245K.
Horizon Kinetics first reported a position in Sears Holdings Corporation - Warrant in Q4 2014 and held it in 12 quarters.
Horizon Kinetics's Sears Holdings Corporation - Warrant position peaked at $24.8M in Q1 2015.
17 funds tracked by Wall St. Rank held Sears Holdings Corporation - Warrant as of Q4 2017.

Based on Horizon Kinetics's 13F filing for Q4 2017, filed 14 Feb 2018.