Horizon Kinetics’s Invesco Shipping ETF SEA Stock Holding History

Horizon Kinetics’s Portfolio SEA Stock Details SEA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-5,353	Closed	-$123K	–	533
2014 Q2	$123K	Buy	+5,353	New	+$119K	﹤0.01%	516
2014 Q1	–	Sell	-13,257	Closed	-$286K	–	552
2013 Q4	$286K	Sell	13,257 -1,287	-9%	-$25.8K	﹤0.01%	472
2013 Q3	$287K	Sell	14,544 -14,764	-50%	-$276K	﹤0.01%	466
2013 Q2	$506K	Buy	+29,308	New	+$506K	0.01%	316

Other funds holding SEA

LWA

Lenox Wealth Advisors New York $798M AUM 5.74% 1-Year Est. Return

PAG

Pinnacle Advisory Group Columbia, Maryland $2.17B AUM 39.21% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Gruss & Co West Palm Beach, Florida $42.8M AUM 49.41% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Horizon Kinetics's SEA Position: Q3 2014 in Review

Horizon Kinetics sold out of Invesco Shipping ETF (SEA) in Q3 2014, closing a stake of 5,353 shares — an estimated $123K sold.

Horizon Kinetics first reported a position in SEA in Q2 2013 and held it in 4 quarters. The position peaked at $506K in Q2 2013. 31 funds tracked by Wall St. Rank hold SEA as of Q3 2014.

Horizon Kinetics reported no remaining Invesco Shipping ETF position as of Q3 2014 after selling out during the quarter.
Horizon Kinetics sold 5,353 Invesco Shipping ETF shares in Q3 2014, an estimated $123K.
Horizon Kinetics first reported a position in Invesco Shipping ETF in Q2 2013 and held it in 4 quarters.
Horizon Kinetics's Invesco Shipping ETF position peaked at $506K in Q2 2013.
31 funds tracked by Wall St. Rank held Invesco Shipping ETF as of Q3 2014.

Based on Horizon Kinetics's 13F filing for Q3 2014, filed 13 Nov 2014.