Horizon Kinetics’s Invesco Municipal Income Opportunities Trust OIA Stock Holding History

Horizon Kinetics’s Portfolio OIA Stock Details OIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-27,874	Closed	-$227K	–	516
2016 Q2	$227K	Hold	27,874	–	–	0.01%	481
2016 Q1	$214K	Buy	27,874 +656	+2%	+$4.9K	0.01%	481
2015 Q4	$198K	Sell	27,218 -18,000	-40%	-$126K	﹤0.01%	473
2015 Q3	$306K	Sell	45,218 -2,210	-5%	-$14.8K	0.01%	432
2015 Q2	$317K	Sell	47,428 -355	-0.7%	-$2.45K	﹤0.01%	444
2015 Q1	$339K	Sell	47,783 -19,000	-28%	-$133K	﹤0.01%	445
2014 Q4	$467K	Sell	66,783 -56,280	-46%	-$384K	0.01%	419
2014 Q3	$835K	Sell	123,063 -47,637	-28%	-$327K	0.01%	278
2014 Q2	$1.19M	Sell	170,700 -79,937	-32%	-$553K	0.01%	222
2014 Q1	$1.65M	Sell	250,637 -403	-0.2%	-$2.62K	0.02%	184
2013 Q4	$1.56M	Sell	251,040 -1,997	-0.8%	-$12.3K	0.02%	191
2013 Q3	$1.6M	Sell	253,037 -38,787	-13%	-$242K	0.02%	177
2013 Q2	$1.93M	Buy	+291,824	New	+$2.04M	0.03%	163

Other funds holding OIA

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

United Capital Financial Advisors Irving, Texas $18.2B AUM 22.02% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Horizon Kinetics's OIA Position: Q3 2016 in Review

Horizon Kinetics sold out of Invesco Municipal Income Opportunities Trust (OIA) in Q3 2016, closing a stake of 27,874 shares — an estimated $227K sold.

Horizon Kinetics first reported a position in OIA in Q2 2013 and held it in 13 quarters. The position peaked at $1.93M in Q2 2013. 45 funds tracked by Wall St. Rank hold OIA as of Q3 2016.

Horizon Kinetics reported no remaining Invesco Municipal Income Opportunities Trust position as of Q3 2016 after selling out during the quarter.
Horizon Kinetics sold 27,874 Invesco Municipal Income Opportunities Trust shares in Q3 2016, an estimated $227K.
Horizon Kinetics first reported a position in Invesco Municipal Income Opportunities Trust in Q2 2013 and held it in 13 quarters.
Horizon Kinetics's Invesco Municipal Income Opportunities Trust position peaked at $1.93M in Q2 2013.
45 funds tracked by Wall St. Rank held Invesco Municipal Income Opportunities Trust as of Q3 2016.

Based on Horizon Kinetics's 13F filing for Q3 2016, filed 14 Nov 2016.