Horizon Kinetics’s NUVEEN PREMIUN INC MUN FUND NPI Stock Holding History

Horizon Kinetics’s Portfolio NPI Stock Details NPI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-22,038	Closed	-$340K	–	523
2016 Q2	$340K	Hold	22,038	–	–	0.01%	451
2016 Q1	$321K	Hold	22,038	–	–	0.01%	450
2015 Q4	$311K	Hold	22,038	–	–	0.01%	442
2015 Q3	$295K	Sell	22,038 -2,463	-10%	-$32.6K	0.01%	437
2015 Q2	$322K	Hold	24,501	–	–	﹤0.01%	441
2015 Q1	$344K	Sell	24,501 -765	-3%	-$10.7K	﹤0.01%	441
2014 Q4	$350K	Sell	25,266 -7,843	-24%	-$108K	﹤0.01%	443
2014 Q3	$444K	Sell	33,109 -61,411	-65%	-$826K	0.01%	419
2014 Q2	$1.28M	Sell	94,520 -664	-0.7%	-$8.93K	0.02%	214
2014 Q1	$1.25M	Hold	95,184	–	–	0.02%	216
2013 Q4	$1.17M	Sell	95,184 -151	-0.2%	-$1.86K	0.01%	225
2013 Q3	$1.22M	Sell	95,335 -269	-0.3%	-$3.35K	0.02%	215
2013 Q2	$1.27M	Buy	+95,604	New	+$1.35M	0.02%	209

Other funds holding NPI

CFN

Cordasco Financial Network Naples, Florida $138M AUM 10.5% 1-Year Est. Return

Horizon Kinetics's NPI Position: Q3 2016 in Review

Horizon Kinetics sold out of NUVEEN PREMIUN INC MUN FUND (NPI) in Q3 2016, closing a stake of 22,038 shares — an estimated $340K sold.

Horizon Kinetics first reported a position in NPI in Q2 2013 and held it in 13 quarters. The position peaked at $1.28M in Q2 2014. 1 fund tracked by Wall St. Rank holds NPI as of Q3 2016.

Horizon Kinetics reported no remaining NUVEEN PREMIUN INC MUN FUND position as of Q3 2016 after selling out during the quarter.
Horizon Kinetics sold 22,038 NUVEEN PREMIUN INC MUN FUND shares in Q3 2016, an estimated $340K.
Horizon Kinetics first reported a position in NUVEEN PREMIUN INC MUN FUND in Q2 2013 and held it in 13 quarters.
Horizon Kinetics's NUVEEN PREMIUN INC MUN FUND position peaked at $1.28M in Q2 2014.
1 fund tracked by Wall St. Rank held NUVEEN PREMIUN INC MUN FUND as of Q3 2016.

Based on Horizon Kinetics's 13F filing for Q3 2016, filed 14 Nov 2016.