Horizon Kinetics’s Nuveen Quality Municipal Income Fund NAD Stock Holding History

Horizon Kinetics’s Portfolio NAD Stock Details NAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$1.41M	Hold	112,236	–	–	0.05%	130
2018 Q3	$1.44M	Hold	112,236	–	–	0.03%	146
2018 Q2	$1.49M	Hold	112,236	–	–	0.04%	141
2018 Q1	$1.48M	Hold	112,236	–	–	0.04%	143
2017 Q4	$1.58M	Hold	112,236	–	–	0.05%	142
2017 Q3	$1.59M	Sell	112,236 -24,632	-18%	-$351K	0.05%	137
2017 Q2	$1.92M	Hold	136,868	–	–	0.06%	124
2017 Q1	$1.87M	Sell	136,868 -1,753	-1%	-$24.2K	0.06%	123
2016 Q4	$1.94M	Sell	138,621 -124	-0.1%	-$1.73K	0.06%	119
2016 Q3	$2.09M	Buy	138,745 +55,930	+68%	+$868K	0.06%	125
2016 Q2	$1.29M	Hold	82,815	–	–	0.03%	175
2016 Q1	$1.22M	Buy	82,815 +300	+0.4%	+$4.38K	0.03%	171
2015 Q4	$1.2M	Sell	82,515 -3,100	-4%	-$43.5K	0.03%	174
2015 Q3	$1.18M	Sell	85,615 -22,569	-21%	-$307K	0.02%	171
2015 Q2	$1.47M	Sell	108,184 -39,056	-27%	-$550K	0.02%	179
2015 Q1	$2.11M	Sell	147,240 -10,459	-7%	-$150K	0.03%	157
2014 Q4	$2.26M	Sell	157,699 -17,125	-10%	-$242K	0.03%	163
2014 Q3	$2.42M	Sell	174,824 -51,678	-23%	-$715K	0.03%	148
2014 Q2	$3.2M	Sell	226,502 -1,421	-0.6%	-$19.7K	0.04%	128
2014 Q1	$3.05M	Sell	227,923 -700	-0.3%	-$9.35K	0.04%	133
2013 Q4	$2.88M	Sell	228,623 -1,144	-0.5%	-$14.5K	0.04%	141
2013 Q3	$2.99M	Buy	229,767 +912	+0.4%	+$11.7K	0.04%	124
2013 Q2	$3.15M	Buy	+228,855	New	+$3.37M	0.05%	128

Other funds holding NAD

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bramshill Investments Naples, Florida $1.16B AUM 0.86% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

Horizon Kinetics's NAD Position: Q4 2018 in Review

Horizon Kinetics held its Nuveen Quality Municipal Income Fund (NAD) position steady in Q4 2018 at 112,236 shares worth $1.41M. The position accounts for 0.05% of the portfolio, ranked #130.

Horizon Kinetics first reported a position in NAD in Q2 2013 and has held it in 23 quarters since. The position peaked at $3.2M in Q2 2014. 179 funds tracked by Wall St. Rank hold NAD as of Q4 2018.

Horizon Kinetics held 112,236 shares of Nuveen Quality Municipal Income Fund worth $1.41M as of Q4 2018.
Horizon Kinetics left its Nuveen Quality Municipal Income Fund share count unchanged in Q4 2018.
Nuveen Quality Municipal Income Fund made up 0.05% of Horizon Kinetics's portfolio in Q4 2018, its #130 holding.
Horizon Kinetics first reported a position in Nuveen Quality Municipal Income Fund in Q2 2013 and has held it in 23 quarters since.
Horizon Kinetics's Nuveen Quality Municipal Income Fund position peaked at $3.2M in Q2 2014.
179 funds tracked by Wall St. Rank held Nuveen Quality Municipal Income Fund as of Q4 2018.

Based on Horizon Kinetics's 13F filing for Q4 2018, filed 14 Feb 2019.