Horizon Kinetics’s MarketAxess Holdings MKTX Stock Holding History

Horizon Kinetics’s Portfolio MKTX Stock Details MKTX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$1.06M	Hold	5,000	–	–	0.04%	157
2018 Q3	$892K	Hold	5,000	–	–	0.02%	200
2018 Q2	$989K	Hold	5,000	–	–	0.03%	174
2018 Q1	$1.09M	Sell	5,000 -700	-12%	-$144K	0.03%	168
2017 Q4	$1.15M	Hold	5,700	–	–	0.03%	169
2017 Q3	$1.05M	Hold	5,700	–	–	0.03%	185
2017 Q2	$1.15M	Hold	5,700	–	–	0.04%	178
2017 Q1	$1.07M	Hold	5,700	–	–	0.03%	180
2016 Q4	$837K	Hold	5,700	–	–	0.03%	216
2016 Q3	$944K	Hold	5,700	–	–	0.03%	203
2016 Q2	$829K	Hold	5,700	–	–	0.02%	233
2016 Q1	$712K	Hold	5,700	–	–	0.02%	251
2015 Q4	$636K	Hold	5,700	–	–	0.01%	266
2015 Q3	$529K	Hold	5,700	–	–	0.01%	381
2015 Q2	$529K	Hold	5,700	–	–	0.01%	396
2015 Q1	$473K	Hold	5,700	–	–	0.01%	415
2014 Q4	$409K	Hold	5,700	–	–	0.01%	430
2014 Q3	$353K	Hold	5,700	–	–	﹤0.01%	439
2014 Q2	$308K	Hold	5,700	–	–	﹤0.01%	458
2014 Q1	$338K	Hold	5,700	–	–	﹤0.01%	453
2013 Q4	$381K	Hold	5,700	–	–	﹤0.01%	444
2013 Q3	$342K	Sell	5,700 -300	-5%	-$16K	﹤0.01%	383
2013 Q2	$280K	Buy	+6,000	New	+$258K	﹤0.01%	376

Other funds holding MKTX

Baillie Gifford & Co

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Capital World Investors

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Kayne Anderson Rudnick Investment Management

Kayne Anderson Rudnick Investment Management Los Angeles, California $34B AUM 6.31% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Neuberger Berman Group

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return