Horizon Kinetics’s MAXYGEN INC MAXY Stock Holding History

Horizon Kinetics’s Portfolio MAXY Stock Details MAXY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-41,000	Closed	-$102K	–	569
2013 Q2	$102K	Buy	+41,000	New	+$99.2K	﹤0.01%	442

Other funds holding MAXY

Zeke LP Berwyn, Pennsylvania $27.8M AUM 3.92% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

VNA

VNBTrust National Association Charlottesville, Virginia $271M AUM 13.22% 1-Year Est. Return

LMF

LMR Master Fund Grand Cayman, Cayman Islands $968M AUM

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return

GCIA

Gabelli & Co Investment Advisers Rye, New York $674M AUM 64.52% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Horizon Kinetics's MAXY Position: Q3 2013 in Review

Horizon Kinetics sold out of MAXYGEN INC (MAXY) in Q3 2013, closing a stake of 41,000 shares — an estimated $102K sold.

Horizon Kinetics first reported a position in MAXY in Q2 2013 and held it in 1 quarter. The position peaked at $102K in Q2 2013. 11 funds tracked by Wall St. Rank hold MAXY as of Q3 2013.

Horizon Kinetics reported no remaining MAXYGEN INC position as of Q3 2013 after selling out during the quarter.
Horizon Kinetics sold 41,000 MAXYGEN INC shares in Q3 2013, an estimated $102K.
Horizon Kinetics first reported a position in MAXYGEN INC in Q2 2013 and held it in 1 quarter.
Horizon Kinetics's MAXYGEN INC position peaked at $102K in Q2 2013.
11 funds tracked by Wall St. Rank held MAXYGEN INC as of Q3 2013.

Based on Horizon Kinetics's 13F filing for Q3 2013, filed 14 Nov 2013.