Horizon Kinetics’s iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$2.79M	Hold	54,000	–	–	0.09%	88
2018 Q3	$2.8M	Hold	54,000	–	–	0.07%	93
2018 Q2	$2.8M	Hold	54,000	–	–	0.07%	93
2018 Q1	$2.8M	Hold	54,000	–	–	0.08%	89
2017 Q4	$2.82M	Hold	54,000	–	–	0.08%	95
2017 Q3	$2.84M	Hold	54,000	–	–	0.08%	94
2017 Q2	$2.84M	Hold	54,000	–	–	0.09%	95
2017 Q1	$2.84M	Hold	54,000	–	–	0.09%	98
2016 Q4	$2.83M	Hold	54,000	–	–	0.09%	97
2016 Q3	$2.86M	Hold	54,000	–	–	0.08%	103
2016 Q2	$2.86M	Sell	54,000 -400	-0.7%	-$21.1K	0.08%	109
2016 Q1	$2.87M	Hold	54,400	–	–	0.07%	103
2015 Q4	$2.85M	Sell	54,400 -14,200	-21%	-$745K	0.06%	107
2015 Q3	$3.61M	Hold	68,600	–	–	0.07%	95
2015 Q2	$3.61M	Hold	68,600	–	–	0.05%	119
2015 Q1	$3.62M	Hold	68,600	–	–	0.05%	116
2014 Q4	$3.61M	Hold	68,600	–	–	0.05%	127
2014 Q3	$3.61M	Sell	68,600 -320	-0.5%	-$16.9K	0.05%	121
2014 Q2	$3.64M	Sell	68,920 -282	-0.4%	-$14.9K	0.05%	120
2014 Q1	$3.65M	Buy	69,202 +9,800	+16%	+$517K	0.05%	121
2013 Q4	$3.13M	Buy	59,402 +5,668	+11%	+$299K	0.04%	132
2013 Q3	$2.83M	Buy	53,734 +1,734	+3%	+$91K	0.04%	130
2013 Q2	$2.73M	Buy	+52,000	New	+$2.74M	0.04%	138