Horizon Kinetics’s Canadian Natural Resources CNQ Stock Holding History

Horizon Kinetics’s Portfolio CNQ Stock Details CNQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-29,372	Closed	-$415K	–	493
2017 Q2	$415K	Sell	29,372 -9,802	-25%	-$148K	0.01%	328
2017 Q1	$629K	Sell	39,174 -26,750	-41%	-$405K	0.02%	251
2016 Q4	$1.03M	Sell	65,924 -2,285	-3%	-$36.2K	0.03%	186
2016 Q3	$1.07M	Sell	68,209 -11,435	-14%	-$174K	0.03%	188
2016 Q2	$1.2M	Sell	79,644 -10,758	-12%	-$152K	0.03%	180
2016 Q1	$1.18M	Sell	90,402 -10,963	-11%	-$117K	0.03%	176
2015 Q4	$1.07M	Sell	101,365 -11,971	-11%	-$134K	0.02%	184
2015 Q3	$1.07M	Sell	113,336 -16,794	-13%	-$185K	0.02%	182
2015 Q2	$1.71M	Sell	130,130 -9,290	-7%	-$140K	0.02%	162
2015 Q1	$2.07M	Sell	139,420 -14,066	-9%	-$201K	0.03%	161
2014 Q4	$2.29M	Sell	153,486 -246,058	-62%	-$4.02M	0.03%	162
2014 Q3	$7.5M	Sell	399,544 -9,219	-2%	-$190K	0.1%	94
2014 Q2	$9.07M	Sell	408,763 -5,772	-1%	-$115K	0.11%	87
2014 Q1	$7.69M	Sell	414,535 -471,684	-53%	-$7.97M	0.1%	93
2013 Q4	$14.5M	Sell	886,219 -178,408	-17%	-$2.77M	0.18%	69
2013 Q3	$16.2M	Sell	1,064,627 -119,440	-10%	-$1.79M	0.22%	56
2013 Q2	$16.2M	Buy	+1,184,067	New	+$17M	0.24%	59

Other funds holding CNQ

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

BGC

Beutel, Goodman & Co Toronto, Ontario, Canada $13.6B AUM 17.82% 1-Year Est. Return

TD Asset Management Toronto, Ontario, Canada $115B AUM 41.58% 1-Year Est. Return

Horizon Kinetics's CNQ Position: Q3 2017 in Review

Horizon Kinetics sold out of Canadian Natural Resources (CNQ) in Q3 2017, closing a stake of 29,372 shares — an estimated $415K sold.

Horizon Kinetics first reported a position in CNQ in Q2 2013 and held it in 17 quarters. The position peaked at $16.2M in Q3 2013. 345 funds tracked by Wall St. Rank hold CNQ as of Q3 2017.

Horizon Kinetics reported no remaining Canadian Natural Resources position as of Q3 2017 after selling out during the quarter.
Horizon Kinetics sold 29,372 Canadian Natural Resources shares in Q3 2017, an estimated $415K.
Horizon Kinetics first reported a position in Canadian Natural Resources in Q2 2013 and held it in 17 quarters.
Horizon Kinetics's Canadian Natural Resources position peaked at $16.2M in Q3 2013.
345 funds tracked by Wall St. Rank held Canadian Natural Resources as of Q3 2017.

Based on Horizon Kinetics's 13F filing for Q3 2017, filed 14 Nov 2017.