Horizon Kinetics’s MFS High Yield Municipal Trust CMU Stock Holding History

Horizon Kinetics’s Portfolio CMU Stock Details CMU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-10,600	Closed	-$46K	–	522
2014 Q3	$46K	Sell	10,600 -7,450	-41%	-$32.4K	﹤0.01%	518
2014 Q2	$78K	Sell	18,050 -39,304	-69%	-$174K	﹤0.01%	524
2014 Q1	$254K	Hold	57,354	–	–	﹤0.01%	480
2013 Q4	$237K	Hold	57,354	–	–	﹤0.01%	492
2013 Q3	$237K	Hold	57,354	–	–	﹤0.01%	486
2013 Q2	$255K	Buy	+57,354	New	+$284K	﹤0.01%	386

Other funds holding CMU

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

MSL

Mackay Shields LLC New York $2.73B AUM 2.13% 1-Year Est. Return

LCM

Laurion Capital Management New York $2.29B AUM 75.73% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

TFS Capital West Chester, Pennsylvania $255M AUM 32.31% 1-Year Est. Return

Horizon Kinetics's CMU Position: Q4 2014 in Review

Horizon Kinetics sold out of MFS High Yield Municipal Trust (CMU) in Q4 2014, closing a stake of 10,600 shares — an estimated $46K sold.

Horizon Kinetics first reported a position in CMU in Q2 2013 and held it in 6 quarters. The position peaked at $255K in Q2 2013. 33 funds tracked by Wall St. Rank hold CMU as of Q4 2014.

Horizon Kinetics reported no remaining MFS High Yield Municipal Trust position as of Q4 2014 after selling out during the quarter.
Horizon Kinetics sold 10,600 MFS High Yield Municipal Trust shares in Q4 2014, an estimated $46K.
Horizon Kinetics first reported a position in MFS High Yield Municipal Trust in Q2 2013 and held it in 6 quarters.
Horizon Kinetics's MFS High Yield Municipal Trust position peaked at $255K in Q2 2013.
33 funds tracked by Wall St. Rank held MFS High Yield Municipal Trust as of Q4 2014.

Based on Horizon Kinetics's 13F filing for Q4 2014, filed 17 Feb 2015.