Horizon Kinetics’s BlackRock Credit Allocation Income Trust BTZ Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$591K	Hold	52,822	–	–	0.02%	228
2018 Q3	$647K	Sell	52,822 -474	-0.9%	-$5.81K	0.02%	237
2018 Q2	$644K	Hold	53,296	–	–	0.02%	234
2018 Q1	$675K	Sell	53,296 -1,593	-3%	-$20.5K	0.02%	232
2017 Q4	$731K	Sell	54,889 -906	-2%	-$12.1K	0.02%	223
2017 Q3	$757K	Sell	55,795 -7,563	-12%	-$102K	0.02%	221
2017 Q2	$852K	Sell	63,358 -423	-0.7%	-$5.65K	0.03%	211
2017 Q1	$839K	Sell	63,781 -7,548	-11%	-$98.1K	0.03%	216
2016 Q4	$925K	Hold	71,329	–	–	0.03%	200
2016 Q3	$952K	Sell	71,329 -35,438	-33%	-$472K	0.03%	201
2016 Q2	$1.39M	Hold	106,767	–	–	0.04%	168
2016 Q1	$1.34M	Sell	106,767 -638	-0.6%	-$7.72K	0.03%	159
2015 Q4	$1.32M	Sell	107,405 -13,832	-11%	-$170K	0.03%	162
2015 Q3	$1.48M	Sell	121,237 -17,430	-13%	-$216K	0.03%	153
2015 Q2	$1.76M	Sell	138,667 -50,598	-27%	-$669K	0.03%	160
2015 Q1	$2.55M	Sell	189,265 -6,789	-3%	-$90.9K	0.04%	145
2014 Q4	$2.53M	Sell	196,054 -13,244	-6%	-$177K	0.04%	154
2014 Q3	$2.79M	Sell	209,298 -704	-0.3%	-$9.51K	0.04%	136
2014 Q2	$2.89M	Sell	210,002 -10,756	-5%	-$147K	0.04%	135
2014 Q1	$2.98M	Sell	220,758 -2,996	-1%	-$39.6K	0.04%	136
2013 Q4	$2.92M	Sell	223,754 -387	-0.2%	-$4.95K	0.04%	140
2013 Q3	$2.92M	Sell	224,141 -66,326	-23%	-$835K	0.04%	126
2013 Q2	$3.77M	Buy	+290,467	New	+$4.02M	0.06%	116