Horizon Kinetics’s Archrock AROC Stock Holding History

Horizon Kinetics’s Portfolio AROC Stock Details AROC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-34,858	Closed	-$456K	–	508
2016 Q3	$456K	Sell	34,858 -14,527	-29%	-$156K	0.01%	305
2016 Q2	$465K	Sell	49,385 -22,828	-32%	-$180K	0.01%	322
2016 Q1	$578K	Sell	72,213 -8,419	-10%	-$46.8K	0.01%	286
2015 Q4	$606K	Buy	80,632 +46,159	+134%	+$659K	0.01%	299
2015 Q3	$621K	Buy	34,473 +6,783	+24%	+$162K	0.01%	360
2015 Q2	$904K	Buy	27,690 +1,164	+4%	+$39.3K	0.01%	302
2015 Q1	$890K	Sell	26,526 -513	-2%	-$15.6K	0.01%	257
2014 Q4	$881K	Buy	27,039 +8,415	+45%	+$301K	0.01%	272
2014 Q3	$825K	Buy	18,624 +1,202	+7%	+$52.8K	0.01%	300
2014 Q2	$784K	Buy	+17,422	New	+$752K	0.01%	340

Other funds holding AROC

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Carlson Capital Dallas, Texas $253M AUM 27.64% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return

Numeric Investors Boston, Massachusetts $13.7B AUM 28.88% 1-Year Est. Return

Chai Trust Company Chicago, Illinois $1.18B AUM 19.62% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM