Highbridge Capital Management’s Precigen PGEN Stock Holding History

Highbridge Capital Management’s Portfolio PGEN Stock Details PGEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-13,600	Closed	-$78K	–	73
2019 Q3	$78K	Sell	13,600 -75,400	-85%	-$512K	0.01%	73
2019 Q2	$682K	Sell	89,000 -14,200	-14%	-$76.4K	0.05%	120
2019 Q1	$542K	Buy	103,200 +27,800	+37%	+$193K	0.02%	310
2018 Q4	$494K	Buy	+75,400	New	+$845K	0.01%	306
2015 Q4	–	Sell	-9,787	Closed	-$307K	–	1731
2015 Q3	$307K	Sell	9,787 -5,348	-35%	-$261K	﹤0.01%	1221
2015 Q2	$732K	Buy	15,135 +6,346	+72%	+$267K	0.01%	828
2015 Q1	$381K	Buy	+8,789	New	+$316K	0.01%	1046
2014 Q4	–	Sell	-33,901	Closed	-$601K	–	1376
2014 Q3	$601K	Buy	33,901 +25,321	+295%	+$517K	0.01%	809
2014 Q2	$207K	Buy	+8,580	New	+$174K	﹤0.01%	965

Other funds holding PGEN

Third Security Radford, Virginia $241M AUM 45.43% 1-Year Est. Return

MVP

Miller Value Partners Sarasota, Florida $383M AUM 38.57% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

NAMA

Nikko Asset Management Americas New York $7.07B AUM 50.91% 1-Year Est. Return

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $154B AUM 29.96% 1-Year Est. Return

Jacobs Levy Equity Management Florham Park, New Jersey $23.8B AUM 25.4% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Highbridge Capital Management's PGEN Position: Q2 2016 in Review

Highbridge Capital Management sold out of Precigen (PGEN) in Q2 2016, closing a stake of 8,254 shares — an estimated $277K sold.

Highbridge Capital Management first reported a position in PGEN in Q3 2014 and held it in 3 quarters. The position peaked at $324K in Q3 2015. 169 funds tracked by Wall St. Rank hold PGEN as of Q2 2016.

Highbridge Capital Management reported no remaining Precigen position as of Q2 2016 after selling out during the quarter.
Highbridge Capital Management sold 8,254 Precigen shares in Q2 2016, an estimated $277K.
Highbridge Capital Management first reported a position in Precigen in Q3 2014 and held it in 3 quarters.
Highbridge Capital Management's Precigen position peaked at $324K in Q3 2015.
169 funds tracked by Wall St. Rank held Precigen as of Q2 2016.

Based on Highbridge Capital Management's 13F filing for Q2 2016, filed 15 Aug 2016.