Highbridge Capital Management’s Hanmi Financial HAFC Stock Holding History

Highbridge Capital Management’s Portfolio HAFC Stock Details HAFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-6,129	Closed	-$214K	–	1526
2016 Q4	$214K	Buy	+6,129	New	+$179K	﹤0.01%	1100
2016 Q2	–	Sell	-19,908	Closed	-$438K	–	1519
2016 Q1	$438K	Buy	+19,908	New	+$425K	0.01%	1032
2015 Q1	–	Sell	-12,414	Closed	-$270K	–	1465
2014 Q4	$270K	Buy	+12,414	New	+$258K	﹤0.01%	990
2013 Q4	–	Sell	-18,938	Closed	-$313K	–	1163
2013 Q3	$313K	Buy	+18,938	New	+$324K	﹤0.01%	1036

Other funds holding HAFC

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $59.5B AUM 35.96% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

KCM

Kennedy Capital Management St Louis, Missouri $5.65B AUM 61.31% 1-Year Est. Return

Highbridge Capital Management's HAFC Position: Q1 2017 in Review

Highbridge Capital Management sold out of Hanmi Financial (HAFC) in Q1 2017, closing a stake of 6,129 shares — an estimated $214K sold.

Highbridge Capital Management first reported a position in HAFC in Q3 2013 and held it in 4 quarters. The position peaked at $438K in Q1 2016. 140 funds tracked by Wall St. Rank hold HAFC as of Q1 2017.

Highbridge Capital Management reported no remaining Hanmi Financial position as of Q1 2017 after selling out during the quarter.
Highbridge Capital Management sold 6,129 Hanmi Financial shares in Q1 2017, an estimated $214K.
Highbridge Capital Management first reported a position in Hanmi Financial in Q3 2013 and held it in 4 quarters.
Highbridge Capital Management's Hanmi Financial position peaked at $438K in Q1 2016.
140 funds tracked by Wall St. Rank held Hanmi Financial as of Q1 2017.

Based on Highbridge Capital Management's 13F filing for Q1 2017, filed 15 May 2017.