Highbridge Capital Management’s Duke Energy DUK Stock Holding History

Highbridge Capital Management’s Portfolio DUK Stock Details DUK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-6,717	Closed	-$576K	–	1389
2016 Q2	$576K	Buy	+6,717	New	+$537K	0.01%	795
2015 Q3	–	Sell	-350,000	Closed	-$24.7M	–	1590
2015 Q2	$24.7M	Buy	+350,000	New	+$26.5M	0.31%	76
2014 Q4	–	Sell	-381,773	Closed	-$28.5M	–	1226
2014 Q3	$28.5M	Sell	381,773 -391,852	-51%	-$28.6M	0.38%	79
2014 Q2	$57.4M	Buy	773,625 +70,286	+10%	+$5.06M	0.7%	19
2014 Q1	$50.1M	Buy	703,339 +530,504	+307%	+$37M	0.63%	42
2013 Q4	$11.9M	Buy	172,835 +36,506	+27%	+$2.55M	0.14%	181
2013 Q3	$9.1M	Sell	136,329 -102,725	-43%	-$7.01M	0.1%	247
2013 Q2	$16.1M	Buy	+239,054	New	+$16.9M	0.16%	160

Other funds holding DUK

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

Federated Hermes Pittsburgh, Pennsylvania $69.6B AUM 42.52% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Highbridge Capital Management's DUK Position: Q3 2016 in Review

Highbridge Capital Management sold out of Duke Energy (DUK) in Q3 2016, closing a stake of 6,717 shares — an estimated $576K sold.

Highbridge Capital Management first reported a position in DUK in Q2 2013 and held it in 8 quarters. The position peaked at $57.4M in Q2 2014. 1,151 funds tracked by Wall St. Rank hold DUK as of Q3 2016.

Highbridge Capital Management reported no remaining Duke Energy position as of Q3 2016 after selling out during the quarter.
Highbridge Capital Management sold 6,717 Duke Energy shares in Q3 2016, an estimated $576K.
Highbridge Capital Management first reported a position in Duke Energy in Q2 2013 and held it in 8 quarters.
Highbridge Capital Management's Duke Energy position peaked at $57.4M in Q2 2014.
1,151 funds tracked by Wall St. Rank held Duke Energy as of Q3 2016.

Based on Highbridge Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.