Highbridge Capital Management’s Avantax, Inc. Common Stock AVTA Stock Holding History

Highbridge Capital Management’s Portfolio AVTA Stock Details AVTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-104,000	Closed	-$1.17M	–	1666
2016 Q3	$1.17M	Buy	+104,000	New	+$1.16M	0.02%	519
2016 Q2	–	Sell	-42,065	Closed	-$217K	–	1827
2016 Q1	$217K	Sell	42,065 -8,703	-17%	-$61.2K	﹤0.01%	1302
2015 Q4	$498K	Buy	+50,768	New	+$560K	0.01%	993
2015 Q3	–	Sell	-41,641	Closed	-$673K	–	1885
2015 Q2	$673K	Buy	+41,641	New	+$641K	0.01%	855
2014 Q3	–	Sell	-119,000	Closed	-$2.25M	–	1415
2014 Q2	$2.25M	Buy	+119,000	New	+$2.24M	0.03%	398
2013 Q4	–	Sell	-96,650	Closed	-$2.22M	–	1383
2013 Q3	$2.22M	Sell	96,650 -22,440	-19%	-$467K	0.02%	501
2013 Q2	$2.21M	Buy	+119,090	New	+$2.02M	0.02%	468

Other funds holding AVTA

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Glenmede Trust Philadelphia, Pennsylvania $20.4B AUM

Fuller & Thaler Asset Management San Mateo, California $29.7B AUM 43.33% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Highbridge Capital Management's AVTA Position: Q4 2016 in Review

Highbridge Capital Management sold out of Avantax, Inc. Common Stock (AVTA) in Q4 2016, closing a stake of 104,000 shares — an estimated $1.17M sold.

Highbridge Capital Management first reported a position in AVTA in Q2 2013 and held it in 7 quarters. The position peaked at $2.25M in Q2 2014. 144 funds tracked by Wall St. Rank hold AVTA as of Q4 2016.

Highbridge Capital Management reported no remaining Avantax, Inc. Common Stock position as of Q4 2016 after selling out during the quarter.
Highbridge Capital Management sold 104,000 Avantax, Inc. Common Stock shares in Q4 2016, an estimated $1.17M.
Highbridge Capital Management first reported a position in Avantax, Inc. Common Stock in Q2 2013 and held it in 7 quarters.
Highbridge Capital Management's Avantax, Inc. Common Stock position peaked at $2.25M in Q2 2014.
144 funds tracked by Wall St. Rank held Avantax, Inc. Common Stock as of Q4 2016.

Based on Highbridge Capital Management's 13F filing for Q4 2016, filed 14 Feb 2017.