Heartland Advisors’s Yamana Gold, Inc. AUY Stock Holding History

Heartland Advisors’s Portfolio AUY Stock Details AUY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-109,000	Closed	-$203K	–	218
2015 Q4	$203K	Buy	109,000 +29,000	+36%	+$60.5K	0.01%	209
2015 Q3	$136K	Buy	+80,000	New	+$164K	0.01%	226
2015 Q1	–	Sell	-170,000	Closed	-$686K	–	262
2014 Q4	$686K	Buy	+170,000	New	+$770K	0.01%	240
2014 Q1	–	Sell	-80,000	Closed	-$690K	–	270
2013 Q4	$690K	Hold	80,000	–	–	0.01%	240
2013 Q3	$832K	Buy	80,000 +40,000	+100%	+$422K	0.02%	240
2013 Q2	$381K	Buy	+40,000	New	+$467K	0.01%	264

Other funds holding AUY

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

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Donald Smith & Co New York $5.56B AUM 47.13% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Adage Capital Partners Boston, Massachusetts $64.8B AUM 42.7% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

CIBC World Market Toronto, Ontario, Canada $61.3B AUM 39.33% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $29.2B AUM 20.16% 1-Year Est. Return

Heartland Advisors's AUY Position: Q1 2016 in Review

Heartland Advisors sold out of Yamana Gold, Inc. (AUY) in Q1 2016, closing a stake of 109,000 shares — an estimated $203K sold.

Heartland Advisors first reported a position in AUY in Q2 2013 and held it in 6 quarters. The position peaked at $832K in Q3 2013. 252 funds tracked by Wall St. Rank hold AUY as of Q1 2016.

Heartland Advisors reported no remaining Yamana Gold, Inc. position as of Q1 2016 after selling out during the quarter.
Heartland Advisors sold 109,000 Yamana Gold, Inc. shares in Q1 2016, an estimated $203K.
Heartland Advisors first reported a position in Yamana Gold, Inc. in Q2 2013 and held it in 6 quarters.
Heartland Advisors's Yamana Gold, Inc. position peaked at $832K in Q3 2013.
252 funds tracked by Wall St. Rank held Yamana Gold, Inc. as of Q1 2016.

Based on Heartland Advisors's 13F filing for Q1 2016, filed 3 May 2016.