HBK Sorce Advisory’s VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, UWTI Stock Holding History

HBK Sorce Advisory’s Portfolio UWTI Stock Details UWTI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-148	Closed	-$48K	–	204
2015 Q2	$48K	Buy	148 +11	+8%	+$3.69K	0.02%	187
2015 Q1	$30K	Buy	+137	New	+$40.9K	0.01%	188

Other funds holding UWTI

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Jump Trading Chicago, Illinois $150M AUM 17.61% 1-Year Est. Return

DRZID

DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.29B AUM 20.14% 1-Year Est. Return

SFFS

Stonehage Fleming Financial Services St. Helier, Jersey $2.75B AUM 13.81% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

HBK Sorce Advisory's UWTI Position: Q3 2015 in Review

HBK Sorce Advisory sold out of VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, (UWTI) in Q3 2015, closing a stake of 148 shares — an estimated $48K sold.

HBK Sorce Advisory first reported a position in UWTI in Q1 2015 and held it in 2 quarters. The position peaked at $48K in Q2 2015. 30 funds tracked by Wall St. Rank hold UWTI as of Q3 2015.

HBK Sorce Advisory reported no remaining VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, position as of Q3 2015 after selling out during the quarter.
HBK Sorce Advisory sold 148 VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, shares in Q3 2015, an estimated $48K.
HBK Sorce Advisory first reported a position in VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, in Q1 2015 and held it in 2 quarters.
HBK Sorce Advisory's VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, position peaked at $48K in Q2 2015.
30 funds tracked by Wall St. Rank held VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, as of Q3 2015.

Based on HBK Sorce Advisory's 13F filing for Q3 2015, filed 12 Nov 2015.