Hawk Ridge Capital Management’s Avantax, Inc. Common Stock AVTA Stock Holding History

Hawk Ridge Capital Management’s Portfolio AVTA Stock Details AVTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-132,132	Closed	-$1.37M	–	48
2016 Q2	$1.37M	Sell	132,132 -124,966	-49%	-$983K	0.83%	34
2016 Q1	$1.33M	Sell	257,098 -421,274	-62%	-$2.96M	1%	35
2015 Q4	$6.65M	Buy	+678,372	New	+$7.49M	5.51%	3
2015 Q2	–	Sell	-352,557	Closed	-$4.82M	–	39
2015 Q1	$4.82M	Sell	352,557 -75,000	-18%	-$1.05M	4.56%	8
2014 Q4	$5.92M	Buy	427,557 +75,000	+21%	+$1.1M	7.01%	2
2014 Q3	$5.37M	Buy	352,557 +72,000	+26%	+$1.19M	7.97%	2
2014 Q2	$5.29M	Buy	+280,557	New	+$5.28M	6.46%	3

Other funds holding AVTA

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

PCM

Pennant Capital Management Summit, New Jersey $212M AUM 19.37% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Hawk Ridge Capital Management's AVTA Position: Q3 2016 in Review

Hawk Ridge Capital Management sold out of Avantax, Inc. Common Stock (AVTA) in Q3 2016, closing a stake of 132,132 shares — an estimated $1.37M sold.

Hawk Ridge Capital Management first reported a position in AVTA in Q2 2014 and held it in 7 quarters. The position peaked at $6.65M in Q4 2015. 149 funds tracked by Wall St. Rank hold AVTA as of Q3 2016.

Hawk Ridge Capital Management reported no remaining Avantax, Inc. Common Stock position as of Q3 2016 after selling out during the quarter.
Hawk Ridge Capital Management sold 132,132 Avantax, Inc. Common Stock shares in Q3 2016, an estimated $1.37M.
Hawk Ridge Capital Management first reported a position in Avantax, Inc. Common Stock in Q2 2014 and held it in 7 quarters.
Hawk Ridge Capital Management's Avantax, Inc. Common Stock position peaked at $6.65M in Q4 2015.
149 funds tracked by Wall St. Rank held Avantax, Inc. Common Stock as of Q3 2016.

Based on Hawk Ridge Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.