We are live on ! Find out more
HMC

Harbert Management Corporation Portfolio holdings

AUM $90.7M
1-Year Est. Return 21.02%
This Fund
S&P 500
This Quarter Est. Return
+5.14%
1 Year Est. Return
+21.02%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$183M
AUM Growth
+$15.8M
Cap. Flow
-$19.5M
Cap. Flow %
-10.63%
Top 10 Hldgs %
75.24%
Holding
36
New
8
Increased
1
Reduced
14
Closed
9

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$9.05M
2
AZN icon
AstraZeneca
AZN
+$8.79M
3
GTS
Triple-S Management Corporation
GTS
+$4.53M
4
URS
URS CORP
URS
+$3.74M
5
NWSA icon
News Corp Class A
NWSA
+$3.59M

Top Sells

Rank Stock Value
1
XLS
EXELIS INC COM STK
XLS
+$6M
2
TSN icon
Tyson Foods
TSN
+$5.78M
3
CFN
CAREFUSION CORPORATION
CFN
+$5.53M
4
WWAV.B
THE WHITEWAVE FOODS COMPANY CLASS B COM STK
WWAV.B
+$5.32M
5
EGL
Engility Holdings, Inc.
EGL
+$5.31M

Sector Composition

Rank Sector Weight
1 Technology 16.54%
2 Financials 13.44%
3 Healthcare 10.23%
4 Energy 8.15%
5 Consumer Staples 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLA icon
1
PUT
Tesla
TSLA
$1.24T
$60.2M 32.78%
4,665,000
-135,000
-3% -$1.34M
ORCL icon
2
Oracle
ORCL
$331B
$10.8M 5.88%
325,000
-25,000
-7% -$811K
L icon
3
Loews
L
$24.3B
$9.35M 5.09%
200,000
– –
MSFT icon
4
Microsoft
MSFT
$2.84T
$9.16M 4.99%
+275,000
New +$9.05M
AZN icon
5
AstraZeneca
AZN
$263B
$9.09M 4.95%
+175,000
New +$8.79M
HES
6
DELISTED
Hess
HES
$8.51M 4.64%
110,000
– –
TEVA icon
7
Teva Pharmaceuticals
TEVA
$35.9B
$8.5M 4.63%
225,000
-25,000
-10% -$975K
DF
8
DELISTED
Dean Foods Company
DF
$8.2M 4.47%
425,000
-12,500
-3% -$253K
XLS
9
DELISTED
EXELIS INC COM STK
XLS
$7.86M 4.28%
535,500
-428,400
-44% -$6M
MRO
10
DELISTED
Marathon Oil Corporation
MRO
$6.45M 3.52%
185,000
-65,000
-26% -$2.31M
AIG.WS
11
DELISTED
American International Group, Inc.
AIG.WS
$5.5M 3%
290,000
– –
NBHC icon
12
National Bank Holdings
NBHC
$1.94B
$4.62M 2.52%
225,000
-33,822
-13% -$678K
GTS
13
DELISTED
Triple-S Management Corporation
GTS
$4.12M 2.24%
+235,448
New +$4.53M
URS
14
DELISTED
URS CORP
URS
$4.06M 2.21%
+75,500
New +$3.74M
CIT
15
DELISTED
CIT Group Inc.
CIT
$3.66M 1.99%
75,000
-15,000
-17% -$737K
NWSA icon
16
News Corp Class A
NWSA
$14.5B
$3.61M 1.97%
+225,000
New +$3.59M
MU icon
17
CALL
Micron Technology
MU
$1.04T
$3.49M 1.9%
200,000
+180,000
+900% +$2.61M
XLF icon
18
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$2.99M 1.63%
170,872
– –
AIG icon
19
American International
AIG
$41.9B
$2.92M 1.59%
60,000
-25,000
-29% -$1.19M
B
20
CALL
Barrick Mining
B
$62.2B
$2.61M 1.42%
140,000
-10,000
-7% -$176K
LDOS icon
21
Leidos
LDOS
$14.1B
$2.56M 1.4%
+56,250
New +$2.09M
CLF icon
22
PUT
Cleveland-Cliffs
CLF
$6.81B
$2.05M 1.12%
100,000
-160,000
-62% -$3.29M
HBIO icon
23
Harvard Bioscience
HBIO
$27.1M
$1.18M 0.65%
29,678
-14,113
-32% -$555K
GCVRZ
24
CALL
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$1.01M 0.55%
+500,000
New +$952K
ENZN
25
DELISTED
ENZON PHARMACEUTICALS INC
ENZN
$406K 0.22%
241,800
-109,900
-31% -$203K
1
2

Similar funds

WCA
Woodbine Capital Advisors New York $99.7M AUM 39.32% 1-Year Est. Return
EP
Emrys Partners New York $121M AUM
GCP
GCP Capital Partners New York $51.8M AUM 28.51% 1-Year Est. Return
RC
Riversville Capital Greenwich, Connecticut $43.2M AUM 15.84% 1-Year Est. Return
NSAA
Noroian Steven A & Associates Lafayette, California $29.6M AUM 21.78% 1-Year Est. Return
IPRC
Indices-Pac Research Corporation Montvale, New Jersey $156M AUM 16.72% 1-Year Est. Return
TT
Tower Trust Fort Wayne, Indiana $159M AUM 18.47% 1-Year Est. Return
SONJCPFB
State of New Jersey Common Pension Fund B Trenton, New Jersey $21.4M AUM 3.38% 1-Year Est. Return

Harbert Management Corporation's Q3 2013 Portfolio in Review

As of Q3 2013, Harbert Management Corporation held 36 positions worth $183M, up 9.4% from $168M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

Harbert Management Corporation withdrew a net $19.5M in Q3 2013, closing 9 positions and reducing 14 holdings. Its most notable exit was Tyson Foods, an estimated $5.78M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Harbert Management Corporation opened a new position in Microsoft worth $9.16M.

  • Harbert Management Corporation's largest Q3 2013 buy was Microsoft: 275,000 shares worth $9.16M.
  • Harbert Management Corporation's biggest Q3 2013 reduction was EXELIS INC COM STK, cutting an estimated $6M.
  • Harbert Management Corporation fully exited Tyson Foods in Q3 2013, selling an estimated $5.78M.
  • Harbert Management Corporation's ten largest holdings make up 75% of its $183M portfolio in Q3 2013.
  • Harbert Management Corporation opened 8 new positions and closed 9 in Q3 2013.
  • Harbert Management Corporation's portfolio value rose 9.4% quarter-over-quarter to $183M.

Based on Harbert Management Corporation's 13F filing for Q3 2013, filed 14 Nov 2013.