HAP Trading’s Oaktree Specialty Lending OCSL Stock Holding History

HAP Trading’s Portfolio OCSL Stock Details OCSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-39,333	Closed	-$945K	–	1146
2014 Q4	$945K	Buy	+39,333	New	+$1.02M	0.04%	334
2014 Q1	–	Sell	-58,097	Closed	-$1.61M	–	1280
2013 Q4	$1.61M	Buy	58,097 +34,781	+149%	+$1.03M	0.05%	306
2013 Q3	$719K	Buy	+23,316	New	+$741K	0.02%	444

Other funds holding OCSL

DFG

Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Fuller & Thaler Asset Management San Mateo, California $29.7B AUM 43.33% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LCP

Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

HAP Trading's OCSL Position: Q1 2015 in Review

HAP Trading sold out of Oaktree Specialty Lending (OCSL) in Q1 2015, closing a stake of 39,333 shares — an estimated $945K sold.

HAP Trading first reported a position in OCSL in Q3 2013 and held it in 3 quarters. The position peaked at $1.61M in Q4 2013. 145 funds tracked by Wall St. Rank hold OCSL as of Q1 2015.

HAP Trading reported no remaining Oaktree Specialty Lending position as of Q1 2015 after selling out during the quarter.
HAP Trading sold 39,333 Oaktree Specialty Lending shares in Q1 2015, an estimated $945K.
HAP Trading first reported a position in Oaktree Specialty Lending in Q3 2013 and held it in 3 quarters.
HAP Trading's Oaktree Specialty Lending position peaked at $1.61M in Q4 2013.
145 funds tracked by Wall St. Rank held Oaktree Specialty Lending as of Q1 2015.

Based on HAP Trading's 13F filing for Q1 2015, filed 13 May 2015.