HAP Trading’s Ares Capital ARCC Stock Holding History

HAP Trading’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-42,000	Closed	-$3K	–	1907
2020 Q4	$3K	Buy	42,000 +700	+2%	+$10.8K	﹤0.01%	2079
2020 Q3	$63K	Sell	41,300 -32,800	-44%	-$467K	﹤0.01%	907
2020 Q2	$173K	Sell	74,100 -47,500	-39%	-$641K	0.01%	720
2020 Q1	$672K	Sell	121,600 -70,000	-37%	-$1.18M	0.04%	296
2019 Q4	$1K	Sell	191,600 -20,300	-10%	-$377K	﹤0.01%	1181
2019 Q3	$9K	Sell	211,900 -400	-0.2%	-$7.42K	﹤0.01%	1060
2019 Q2	$38K	Buy	212,300 +11,200	+6%	+$198K	﹤0.01%	780
2019 Q1	$90K	Sell	201,100 -14,000	-7%	-$235K	0.01%	564
2018 Q4	$318K	Buy	215,100 +34,900	+19%	+$577K	0.02%	450
2018 Q3	$4K	Sell	180,200 -2,600	-1%	-$44.6K	﹤0.01%	921
2018 Q2	$43K	Buy	182,800 +800	+0.4%	+$13.1K	﹤0.01%	704
2018 Q1	$172K	Buy	+182,000	New	+$2.88M	0.01%	473
2017 Q4	–	Sell	-40,000	Closed	-$13K	–	992
2017 Q3	$13K	Hold	40,000	–	–	﹤0.01%	783
2017 Q2	$25K	Buy	40,000 +20,000	+100%	+$337K	﹤0.01%	762
2017 Q1	$7K	Buy	+20,000	New	+$346K	﹤0.01%	936
2016 Q1	–	Sell	-250,000	Closed	-$294K	–	786
2015 Q4	$294K	Buy	+250,000	New	+$3.79M	0.01%	442

Other funds holding ARCC

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

OMERS Administration Corp Toronto, Ontario, Canada $15.6B AUM 24.73% 1-Year Est. Return

Baillie Gifford & Co

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

VanEck Associates

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

CCLA Investment Management London, United Kingdom $6.23B AUM 5.02% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return